ADITYA SHAH
Summary
An efficient and diligent problem-solving professional with 10+ years of experience in Client Service, Cash and Trade Settlements, Global Custody Onboarding. Worked on multiple regions across ASIA PACIFIC, EMEA and NA.
Results-driven individual with a solid track record in delivering quality work. Known for excellent communication and teamwork abilities, with a commitment to achieving company goals and delivering exceptional service. Passionate about continuous learning and professional development.
Overview
10
10
years of professional experience
Work History
DIRECTOR, SUPERVISOR - PRIME BROKERAGE
MORGAN STANLEY
Bengaluru
07.2022 - Current
- Handling Prime Brokerage Cash and Trade Settlements
- Key individual to successfully migrate the Prime Brokerage Cash process from US to India
- Process Supervisor and SME
- Oversee quality assurance procedures to deliver consistent product lines
- Refined execution of project plans to overcome challenges and deliver high-quality results
- Delivering high quality services from the team by maintaining fails / Nostro breaks below 7 days, achieved Zero KRI in record time
- Good knowledge on the cash settlement process, SWIFTS and adjustments
- Good knowledge on the Breaks Management
- Effective communication and stakeholder engagement skills
- Spotlight performer from the entire LOB
- Led cross-functional teams to implement process improvements and streamline operations.
- Developed training materials and conducted workshops for junior associates.
- Led cross-functional teams to develop strategic initiatives aligned with corporate goals.
- Oversaw project management processes to ensure timely delivery of key objectives.
- Implemented performance metrics to assess project effectiveness and team contributions.
- Recruited, trained, supervised, evaluated and mentored staff members.
SENIOR ANALYST- CLIENT SERVICES/DIGITAL PLATFORM SERVICES
JP MORGAN CHASE & CO.
Bengaluru
06.2016 - 07.2022
- Onboarding Clients on Global Custody Direct platform across APAC, EMEA & US regions.
- Maintaining and publishing different sets of standing settlement Instructions in OMGEO (DTCC Platform)
- Well versed in Static and Trading tools including COSMIC, OMGEO, GLOSS, NACS, MSDI - Broad ridge, Margin, SSI Repository etc.
- Electronic and physical document management systems including KOFAX, AIO, SP, GIC- Global Image Capture Virtual Collaboration Tools (MS Teams, Lync, LiveMeeting, WebEx, See Me, Zoom etc.)
- Knowledge of regulatory requirements, Trade Controls, Privacy and Legal Controls across multiple countries and Regions
- Project Management expertise - in particular Client Services and Trading of Financial products.
- Effective communication (oral and written) and stakeholder engagement skills.
- Examining and reconciling information necessary to audit a company's financial operations.
- Recommending changes in operations activities, communicating with management and IT on new processes and building new concepts enhancing team per the SOP guidelines
- Best performer- Zing Champion (LOB) and also nominated as best performer across different platforms.
Education
Bachelor of Business Management -
School of Commerce & Management Studies, Jain University
BangaloreDiploma - Applied Finance
Jain University
BangaloreClass 10 and 12 -
The Aryan School
DehradunSkills
- Prime brokerage cash
- Trade settlements
- Project management
- Client onboarding
- Quality assurance
- Effective communication
- Attention to detail
- Leadership development
- Performance metrics
- Analytical thinking
- Operations management
- People management
Social Responsibilities
- Volunteered at government schools to teach children
- Participated in Tree Plantation drive where I was a part of planting 1000 trees on a single day through the Give Back program hosted by Morgan Stanley
- Multiple charity programs hosted for the betterment of under developed community
- Participated in UNESCO and 'Blood Donation' camps
- Participated in numerous Marathon run - 5K and 10K
- Volunteered for Bal Utsav, an NGO for underprivileged children
- Member of the Rotaract club
- Cancer awareness through Give Back program
Languages
- English
- Hindi
- Bengali
Hobbies and Interests
- Travelling
- Playing cricket
- Basketball
- Football
- Riding
Personal Information
- Date of Birth: 6th September
- Hometown : Kolkata, West Bengal, India
Timeline
DIRECTOR, SUPERVISOR - PRIME BROKERAGE
MORGAN STANLEY
07.2022 - Current
SENIOR ANALYST- CLIENT SERVICES/DIGITAL PLATFORM SERVICES
JP MORGAN CHASE & CO.
06.2016 - 07.2022
Bachelor of Business Management -
School of Commerce & Management Studies, Jain University
Diploma - Applied Finance
Jain University
Class 10 and 12 -
The Aryan School