Summary
Overview
Work History
Education
Skills
Accomplishments
Certification
Timeline
Generic

Shanmukha A

Bengaluru

Summary

Dedicated KYC AML Management Trainee with expertise in regulatory compliance and financial crime prevention. Performing enhanced due diligence (EDD), managing politically exposed persons (PEP) assessments, and implementing effective anti-money laundering (AML) strategies. Skilled in conducting thorough client due diligence (CDD) and sanctions screening using advanced AML software, complemented by strong analytical abilities and attention to detail. Committed to advancing compliance standards within the financial sector.

Overview

4
4
years of professional experience
1
1
Certification

Work History

Management Trainee

GENPACT INDIA PVT LTD
Bengaluru
03.2022 - Current
  • Performed comprehensive Customer Due Diligence and Enhanced Due Diligence on clients to evaluate risk profiles.
  • Review and validate customer identity documentation, including passports, utility bills, and corporate financial statements, ensuring KYC protocols are consistently followed.
  • Reviewing all required KYC regulatory requirements for all the clients, and analyzing any transactions that appear unusual based on the customer profile.
  • Perform ongoing monitoring of customer accounts to identify unusual or suspicious transactions that may require further investigation or escalation.
  • Excellent knowledge of using KYC research/investigation databases such as World-Check, LexisNexis, RDC, and Factiva.
  • Reviewed and investigated alerts generated from automated AML systems to identify potential money laundering, terrorist financing, and other financial crimes.
  • Conducted periodic reviews of customer profiles, ensuring alignment with internal policies and regulatory requirements
  • Meeting the required high - Quality Standard and conducted internal audit to ensure nil error finding in final quality review
  • Being flexible to work on migration/remediation projects when needed
  • Engage in QC Calibration to find QC effectiveness and bridge the gap
  • Engage in weekly calls with process owners and QA team huddles to discuss updates and share the best practices
  • Experienced in quality control, able to detect risks and recommend process improvements, manage workload, and deliver exceptional customer service.

Process Analyst

Arthur J. Gallagher & Co
Bengaluru
11.2021 - 02.2022
  • Detailed Working On Web - Based Application
  • Provide Excellent Customer Service to clients
  • Resolve all vendor Queries and request coming via e-mail/ Tickets with in Agreed SLA
  • Viewing and Capturing Details on the System Skills and Competencies

Management Trainee

HDFC Sales Pvt Ltd
Bengaluru
02.2021 - 06.2021
  • Responsible for lane to lane/ Area mapping of Area/ Geography at regular intervals with the help of supervisor. Identify new sources in the allocated Area/ Geography and inform the progress to reporting manager during team huddle.
  • Responsible for managing the relationship with all sources assigned and identified by him in his geography/area
  • Responsible for attending team huddle on a daily basis as per the set process
  • Responsible for enhancing the customer experience by developing and maintaining relationship with customers
  • Responsible for submission of complete application form , documentation and information.

Education

MBA - Finance And Marketing

Karnatak University, Dharwad
Hubballi
11-2020

Skills

  • KYC and AML Compliance
  • Risk Management
  • Customer Due Diligence (CDD) and Screening
  • LexisNexis and RDC
  • problem-solving capabilities
  • Quick Learner

Accomplishments

  • Training new Hires on process and procedures (Genpact India)
  • Spot Rewards for Production Excellence and Quality Assurance

Certification

  • Preventing online child exploitation with financial intelligence by ACAMS.

Timeline

Management Trainee

GENPACT INDIA PVT LTD
03.2022 - Current

Process Analyst

Arthur J. Gallagher & Co
11.2021 - 02.2022

Management Trainee

HDFC Sales Pvt Ltd
02.2021 - 06.2021

MBA - Finance And Marketing

Karnatak University, Dharwad

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Shanmukha A