Shivam Bajaj
New Delhi
Summary
Process Specialist at Fidelity International with expertise in enhanced due diligence and risk assessment. Proven success in leading cross-functional projects to optimize processes, strengthen compliance frameworks, and mitigate third-party payment risks. Adept at training and development, driving regulatory compliance, and delivering strategic solutions that ensure client protection, and operational excellence.
Overview
6
6
years of professional experience
Work History
Process Specialist
Fidelity International
04.2025 - Current
- Executing Enhanced Due Diligence reviews for High Net Worth, politically exposed parties of Fidelity.
- Led cross-functional projects to implement process enhancements efficiently.
Senior Associate
Fidelity International
10.2022 - 03.2025
- Assessed alerts produced by Fund sphere Compliance Screening for Sanction, PEP, and Enforcements.
Associate
Fidelity International
07.2020 - 09.2022
- Conducted thorough internal checks to eliminate third party payment risks, protecting fidelity and client interests
FTC Associate
Fidelity International
12.2019 - 06.2020
- Administered client investment authorization and authentication in a range of financial products provided by Fidelity.
Education
MBA - Finance
Narsee Monjee Institute of Management Studies
BBA -
Guru Gobind Singh Indraprastha University
Higher And Senior Secondary Education -
Cambridge Foundation School
Skills
- Enhanced due diligence
- Process optimization
- Risk assessment and compliance
- Training and development
- Project management
- KYC Verification
Projects
- Bank mandate validation
Implemented automation to detect fraudulent activity, redemptions, to eliminate the risk of proceeds being released to someone other than the client, to prevent Fidelity and the client from incurring a loss by verifying the client while onboarding
- Client lifecycle management
Represented the Financial Crime Hub while working with the second line of defense, the technical manager, and senior business approvers for the development of a new tool in the EDDNP process, serving as the single point of contact from FCH for testing, training, and writing scripts for the technology team to test all the scenarios as per standard operating procedure
Timeline
Process Specialist
Fidelity International
04.2025 - Current
Senior Associate
Fidelity International
10.2022 - 03.2025
Associate
Fidelity International
07.2020 - 09.2022
FTC Associate
Fidelity International
12.2019 - 06.2020
MBA - Finance
Narsee Monjee Institute of Management Studies
BBA -
Guru Gobind Singh Indraprastha University
Higher And Senior Secondary Education -
Cambridge Foundation School