Rakesh More

Responsibilities:

• Review employee personal trading requests in line with firm's PAD policies.
• Address employee queries regarding personal account dealing via phone and email.
• Maintain PAD database with new joiners, leavers, and changes to personal accounts.
• Issue email requests for staff to complete their declarations.
• Follow up on outstanding staff declarations.
• Collect staff's account and holding declarations.
• Issue account opening approval letters.
• Scan and file staff declarations and approved account opening letters.
• Conduct reconciliation between account movements and dealing approvals.
• Update reconciliation results.
• Chase outstanding statements from sensitive staff.
• Flag exceptions on dealing approvals.
• Scan and file reconciled account statements.
• Prepare PAD monitoring reports.
• Generate MIS reports for management regularly.
• Assist in creating internal and ad-hoc reports promptly.
• Support audit, compliance testing, and regulatory requests.
• Monitor local personal account dealing processes for areas of improvement.
• Assist in implementing new/revised processes and systems.
• Handle special projects and other assigned duties from management.

Responsibilities:

• Meet daily operational targets according to client service agreements, focusing on positions, trades, and cash.
• Assess cash flows, financing, and risk across various investment products, including derivatives, debt, and private equity.
• Investigate and resolve issues, preparing reports for portfolio and cash risk assessment.
• Critically evaluate current tools, controls, and processes, making recommendations and testing solutions.
• Aid in the transition of new clients and existing migrations.
• Foster positive and professional relationships with stakeholders.
• Provide guidance and coaching to junior staff, assisting in resolving daily challenges.

Title : Asset Servicing Group.

Responsibilities:

To reconcile cash/income discrepancies between IM and custody:

• Review income control report for dividends/interest.
• Reconcile accrual setup on RKS for accurate dividends.
• Validate reconciliation reports at fund/security levels.
• Resolve tax, income, and cash mismatch issues using Bloomberg, IDS, etc.
• Confirm dividend events and setup correct accruals on RKS.
• Ensure accurate reconciliation between RKS & Custody for IM Portfolio.
• Conduct daily cash reconciliation.
• Escalate aged or high-value issues promptly.
• Address client queries/adhoc requests promptly.
• Document aged breaks with research details in PLM.
• Coordinate cross-training for team members.
• Use Bloomberg Terminal for bond factors, coupon accruals, and security prices.
• Initiate forward FX postings for custody payments on RKS and update PLM comments.
• Prepare monthly tax and other reports, track client queries.

Title : Trade Analyst (Transaction Management).

Responsibilities:

Our team handles Equity, Fixed Income Securities, and Money Market Products. We collaborate across departments to resolve trade errors:

• Investigate trades stuck in GTM outbound repair queue.
• Post transactions manually in RKS if needed.
• Route trades stuck due to security setup issues to data management team.
• Move holdings between Asset IDs per client instructions.
• Generate cash and position reports for client decisions.
• Process contract notes and upload files as instructed.
• Handle private equity trades.
• Check tolerance calculator for backdated transactions.
• Request book opening to avoid NAV impact if necessary.
• Use Bloomberg to check Factor/Inflation ratio.
• Resolve stock breaks between custodian and IM.
• Process cash entries to resolve breaks.
• Make Custody payments via MT200 on BNP Paribas Portal.
• Process FX trades, Spot/Forward, per trade ticket and remove from queue.

Responsibilities:

• Address inquiries about network, charges, duration, and other related topics.
• Assist customers with unsuccessful recharge or double debits, ensuring credits are applied in the next recharge cycle.
• Initiate complaints for service-related issues.
• Supervise team as After Team Leader (AT), completing assigned tasks and creating weekly or monthly rosters. Provide team updates as needed.

Responsibilities:

• Address inquiries about network, charges, duration, and other related topics.
• Assist customers with unsuccessful recharge or double debits, ensuring credits are applied in the next recharge cycle.
• Initiate complaints for service-related issues.
• Supervise team as After Team Leader (AT), completing assigned tasks and creating weekly or monthly rosters. Provide team updates as needed.

Responsibilities:

• Make outbound calls to remind customers of monthly dues.
• Handle inbound calls to address customer queries.
• Provide information on payment channels and payment processes.
• Address inquiries about initiating new loans.
• Update customer personal information as needed.