Shraman Das
Howrah
Summary
Finance and audit professional with over 3.5 years of experience in risk management, internal audit, and SOX compliance. Skilled in conducting Test of Design (TOD) and Test of Effectiveness (TOE) for internal controls across multiple industries including Manufacturing, Oil & Gas, Healthcare, and Transportation. Proven ability to identify control weaknesses, streamline audit processes, and strengthen internal control frameworks. Adept at leading teams, managing deadlines, and delivering high-quality audit documentation. Seeking a role where I can leverage my SOX auditing and risk management expertise to support an organization’s mission of ensuring robust internal controls and regulatory compliance.
Overview
8
8
years of professional experience
Work History
Associate Manager, Risk Consulting
Ernst & Young GDS LLP (EY GDS)
06.2022 - Current
- Conducted Test of Design (TOD) and Test of Effectiveness (TOE) on SOX controls for major U.S.-based clients across multiple sectors including Manufacturing, Oil & Gas, Healthcare, and Transportation.
- Audited over 12 business processes for SOX compliance including Entity Level Controls, Leases, Financial Closure, P2P, HR, Equity, AP/AR, Fixed Assets, Inventory, Intangibles, Payroll, OTC, Consolidation and Treasury.
- Managed and reviewed work of team members to ensure timely completion of control testing and documentation.
- Identified process gaps, assessed risk implications, and recommended actionable improvements to enhance control efficiency.
- Designed process flowcharts and control test attributes for various financial and operational processes.
- Recognized for delivering high-quality audit deliverables and maintaining strong client relationships.
Senior Audit Assistant
S. Rudra & Co.
07.2017 - 07.2020
- Conducted statutory, tax, and internal audits for clients ensuring compliance with local and national regulations.
- Improved control efficiency by identifying weaknesses during bank audits and implementing corrective measures.
- Delivered accurate and timely tax and audit documentation, ensuring compliance with GAAP and other reporting standards.
- Assisted in the preparation of financial statements and tax disclosures for statutory audit and filing.
Education
Chartered Accountant (CA) -
The Institute of Chartered Accountants of India
Kolkata, India01.2021
Bachelor of Commerce (Honours) -
St. Xavier's College
Kolkata, India01.2018
Skills
- SOX Compliance & Testing (TOD & TOE)
- Internal Controls & Risk Management
- Audit Planning & Execution
- Process Documentation & Flowcharting
- Team Leadership & Collaboration
- Time Management & Prioritization
- Analytical Thinking & Attention to Detail
- Client Communication & Stakeholder Management
Achievements
- EY Extraordinaire Achiever – Recognized for exceptional project delivery and teamwork.
- EY GDS User Recognition Award – For excellence in audit quality.
- EY Appreciate Award – For consistent contribution to SOX compliance engagements.
Technical Proficiencies
- Tools: MS Excel, PowerPoint, Visio, EY Canvas, AuditBoard
- Frameworks: SOX, COSO
Timeline
Associate Manager, Risk Consulting
Ernst & Young GDS LLP (EY GDS)
06.2022 - Current
Senior Audit Assistant
S. Rudra & Co.
07.2017 - 07.2020
Chartered Accountant (CA) -
The Institute of Chartered Accountants of India
Bachelor of Commerce (Honours) -
St. Xavier's College