Shruti Sebastian
Risk & Control Professional
Bengaluru
Summary
Persistent professional eager to learn and grow. Skilled in problem-solving, and communication. Collaborative with relentless work ethic. Detail-oriented team player with strong organizational skills and ability to handle multiple projects simultaneously with a high degree of accuracy.
Overview
12
12
years of professional experience
Work History
Vice President - Control Management
Wells Fargo
8 2021 - Current
- Managed Self-identified/IRM/Regulatory issues through the issue management lifecycle for Enterprise Functions as part of the front-line issues management program
- Partnered with business control managers and RCSA program to administer, facilitate and monitor issues through the issue management lifecycle
- Performed monitoring activities, conducted adherence reviews and delivered reporting that informed management and the Risk and Control Committees of key issue management data established by the issue management program
- Conducted thematic analysis of issue management data and reported to business control managers for Enterprise Functions
Enterprise Testing Associate - IT&V
Wells Fargo
07.2018 - 08.2021
- Assessed effectiveness of front-line management risk & control activities for compliance and operational risk related business process's pre-dominantly catering to the EMEA region in line with the established annual plans and schedules
- Independent assessment of front-line issues and corrective actions identified according to the requirements in the issue management policy & procedures
- Reported results of the testing & validation activities to appropriate front-line and independent risk management leaders
Audit Senior - External Audit
KPMG Global Services
07.2012 - 09.2017
- Audited financial statements and assessed accounts for completeness and accuracy per audit standards including reporting of audit findings to audit partners
- Inspected financial statements to identify errors, misstatements and fraud indicators
- Managed a team of 8 employees, providing guidance and support to ensure successful completion of audit engagements
- Facilitated training programs within the organization for new hires
Education
Bachelor of Commerce -
Mount Carmel College
Master of Commerce -
Indira Gandhi National Open University (IGNOU)
Certified Risk Manager (CRM) - ISO 31000 - Risk Management
IGRCI
Bengaluru, India 04.2001 -
Skills
Communication & Relationship building
Team Leadership & Strategic Planning
Coaching and Mentoring
Decision-Making
Responsibility & Accountability
Flexibility
Disclaimer
April 2024, Bangalore
Timeline
Enterprise Testing Associate - IT&V
Wells Fargo
07.2018 - 08.2021
Audit Senior - External Audit
KPMG Global Services
07.2012 - 09.2017
Certified Risk Manager (CRM) - ISO 31000 - Risk Management
IGRCI
04.2001 -
Vice President - Control Management
Wells Fargo
8 2021 - Current
Bachelor of Commerce -
Mount Carmel College
Master of Commerce -
Indira Gandhi National Open University (IGNOU)
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