Shruti Tripathi

• Reviewed customer documents to ensure they meet the Anti-Money Laundering and Know Your Customer requirements.
• Performed due diligence investigations to verify customers' identity, background, and source of funds.
• Analyzed client data from various sources including public databases and internal systems.
• Identified potential issues related to AML and KYC compliance in accordance with applicable laws and regulations.
• Developed reports summarizing findings from AML and KYC reviews and investigations.
• Participated in periodic review of existing policies and procedures to ensure compliance with regulatory requirements.
• Collaborated with external auditors during annual audits of AML and KYC compliance programs.
• Observed staff performance and evaluated metrics to assess work quality, meeting individually with employees to conduct regular reviews and discuss approaches to improvement.
• Provided feedback on processes and procedures to enhance the efficiency of the team's workflow.

• Experienced in specializing in AML/KYC compliance, adept at executing thorough due diligence processes.

• Analyzed large volumes of financial data and focused on high-risk cases to identify trends, and anomalies indicative of potential money laundering.

• Conducted transaction monitoring, adverse media screening, CDD, EDD, and fraud investigations on high-risk customers and transactions.

• Participated in training programs to enhance knowledge of AML-KYC best practices and compliance requirements.

• Leverage AML/KYC technology tools to enhance efficiency and effectiveness of compliance processes.

• Conducted risk assessments to identify potential money laundering and terrorist financing risks.

(Experience - 1 Year 9 Months)

• Strategic and seasoned Senior AML/KYC Analyst with track record of excellence in financial compliance critically assessing financial risk.

• Expertise in leading Transaction Monitoring, Adverse Media Screening, Sanctions Screening, Audits, CDD, and EDD initiatives.

• Key role in maintaining accurate AML-KYC records and documentation, ensuring audit readiness.

• Provided lean ideas which helped reduce production time and helped in process improvement.

• Reviewed and drafted legal documents, such as contracts and wills.
• Conducted research on relevant laws, regulations, and court decisions.
• Represented clients in court proceedings by examining witnesses and presenting evidence.
• Advised clients regarding business transactions, claim liability, advisability of prosecuting or defending lawsuits, or legal rights and obligations.
• Drafted pleadings for use in court proceedings.
• Negotiated settlements of civil disputes between parties.
• Provided guidance on compliance with applicable laws to ensure that businesses are operating within the bounds of the law.
• Collaborated with colleagues on various aspects of case preparation.
• Attended hearings in order to present evidence or make arguments before judges or juries.