Siva KRISHNA NURANDU

· Reviewing and approving trades booked by Trade processors. Ensured accuracy and legality of financial trades through thorough review and signoff process.
· Responsible for processing and reviewing capital activities like Subscriptions, Redemptions, Transfers, Switches, Wire Payments, and non-financial activities like Account opening and new client onboarding, new investor creation and statements contract note distribution.
· Developed streamlined process through creation of SOPs aligned with Client's expectations.
· Preparing and releasing the investor statements in monthly, weekly and daily basis.
· Interact with host location and able to resolve all the queries independently.
· Maintain established quality, accuracy and timeliness standards with all types of activities.
· Respond to internal and external queries, resolving discrepancies related to investor accounts.
· Able to work with pre-determined deadlines and prioritizing workloads whilst working under pressure.
· Would be responsible for identifying any unusual or suspicious transactional activity and must report and escalate with corporate policy and guidelines in relevant operating procedure.
· Conduct refresher sessions for team members and new joiners.

· Managed end-to-end financial transactions, ensuring risk monitoring, authenticity verification, and seamless execution across fund services operations.
· Processed applications from investment banking clients for fund account opening, wealth transfers, purchases, payments, and redemptions.
· Handled subscription, redemption, wire transfers, cost basis adjustments (including death basis stepping up), and private placements.
· Managed capital stock, derivative markets, and taxable component segregation for deceased clients and their beneficiaries.
· Processed and reconciled income payments on fixed income securities, ensuring accuracy between accounting systems and custodian records.
· Investigated failed transactions and executed corrective measures within SLAs to mitigate financial risk and operational inefficiencies.
· Provided process updates, compliance training, and recommendations for operational enhancements to align with evolving regulations.
· Led refresher training sessions, SharePoint initiatives, and quality programs for improved employee performance and regulatory adherence.

· Managed end-to-end processing of income events, including dividends, interest, redemptions, stock splits, and corporate actions, ensuring seamless execution throughout the event lifecycle.
· Conducted pre-processing, instruction handling, payment processing, claims management, and post-payment reconciliation to mitigate risk and enhance operational efficiency.
· Processed interest payments for regular, registered, and government bonds while managing inquiries and ensuring timely resolution within stringent deadlines.
· Collaborated with depositories like DTCC, paying agents, contra parties, and broker/dealers to facilitate accurate and efficient payment processing and reconciliation.
· Investigated open items and resolved breaks within defined timeframes, reducing financial exposure and improving reconciliation accuracy.
· Proposed process improvements to optimize efficiency, strengthen risk controls, and enhance overall corporate action management.