Summary
Overview
Work History
Education
Skills
Websites
Accomplishments
Certification
Languages
Timeline
Hi, I’m

Sonali Vishwakarma

Pune, Maharashtra

Summary

Work collaboratively with Middle office & Back office Teams from different disciplines to coordinate investment deals, optimizing investment types, sourcing funding and meeting client objectives. Results-driven Securities Specialist bringing 3+ years of success in Investment banking. Astute, organized and methodical with articulate communication style and personable nature.

Overview

3
years of professional experience
1
Certification

Work History

UBS AG

Securities Operations Specialist
10.2021 - 11.2022

Job overview

  • Worked in Middle office operations and back office operations
  • Trade Processing & Settlements for Funds & Fixed income
  • End to End Trade life-cycle, Pre Matching, Value date amendments, pending fails management
  • Transfers & Realignments between depots
  • New Issue/Markdown in Primary and Secondary markets
  • Euroclear, DTCC, Bloomberg, CAMA, Swifts-Versus Payments & Free of payments
  • Preparing KPI's, EOD, SOD & High value reports
  • Created SOP For Spanish ISIN related issues
  • Handled volumes over 1700 with ease

Northern Trsut Operating Services

Income Analyst
05.2019 - 02.2021

Job overview

  • Pilot batch for Income Entitlements Team-Equity and Fixed Income
  • Performed Book keeping as per EX-date, Record date, Pay date and backdate.
  • Established hands on STP trade investigating with two direct market sources like DTCC, Bloomberg, Euro clear, euclid, Tadawul as per security markets
  • Transitional changes between depots & Custodian
  • Corporate Actions- Dividends, Interest, Splits for Equity & Bonds
  • Golden record amendments and reconciling TLM Exceptions
  • MT-564,MT-565, MT-566
  • Fails Management- Transfers & Realignments
  • Reports Preparation-SOD, KPI,EOD etc
  • Accomplishes Tag as Volume Killer

Education

AICTE
Pune

Post Graduation from Finance & Marketing
06.2019

APSU
Rewa

B.com from Computer Applications
06.2016

Skills

  • Trade Life cycle- Equity, Fixed income
  • Global Markets understanding
  • Markets-DTCC,EUROCLEAR,Bloomberg,CAMA,XEcom, SIXsis, IMactions/CAMA, CDS
  • Applications-TLM Prod, SMP, Fundmaster, Webtc, Syn, Syn web, Calypso, Swift Alliance, SPK, MS Office, OneNote

Accomplishments

  • Volume Killer
  • Collaborated & Built SOP for Spanish ISIN

Certification

The Complete Financial Analyst Course-Udemy




Languages

English
Advanced (C1)

Timeline

Securities Operations Specialist

UBS AG
10.2021 - 11.2022

Income Analyst

Northern Trsut Operating Services
05.2019 - 02.2021

AICTE

Post Graduation from Finance & Marketing

APSU

B.com from Computer Applications

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Sonali Vishwakarma