Sriparna Guha Roy

• Led fraud investigations using analytics to identify and mitigate risks across APAC, EMEA, and NORAM regions.
• Developed and delivered staff training programs on fraud detection techniques and compliance protocols.
• Managed vendor site relationships, ensuring compliance with security standards and practices.
• Spearheaded the establishment of a new office in Mexico, overseeing operational setup and compliance measures.
• Designed and implemented process enhancement plans, optimizing workflows and improving fraud detection efficiency.
• Conducted in-depth analysis of cryptocurrency markets to identify trends and evaluate risks, informing investment strategies and regulatory compliance.
• Developed advanced analytics tools for monitoring crypto transactions, enhancing fraud detection processes and adherence to AML practices.
• Performed thorough due diligence reviews on individuals and entities on Sanctions and PEP lists to ensure regulatory compliance.
• Implemented enhanced screening processes for transactions and customer profiles related to sanctioned countries and PEPs, mitigating financial crime risks.

Subject Matter Expert (SME)
August 2022 - September 2023

• Provided guidance and training on AML compliance to team members and stakeholders.
• Analyzed emerging financial crime trends to enhance and adapt AML practices.

Transaction Monitoring Analyst
March 2022 - July 2022

• Evaluated transaction data to identify suspicious activities and ensure regulatory compliance.
• Developed process enhancement strategies to increase monitoring efficiency and reduce false positives.
• Collaborated with cross-functional teams to implement effective monitoring techniques.
• Delivered detailed reports and actionable recommendations to senior management based on data analysis.

AML Analyst Mid-I
December 2020 - February 2022

• Conducted in-depth analysis of complex transaction patterns to detect suspicious behavior for a top banking client.
• Led investigations into potential AML violations, providing comprehensive reports and recommendations.
• Mentored junior analysts on AML best practices and regulatory requirements.

AML Analyst Junior II
July 2019 - November 2020

• Conducted initial reviews of transaction data to identify potential money laundering activities.
• Assisted in preparing Suspicious Activity Reports (SARs) and ensured accurate documentation.
• Collaborated with senior analysts to enhance understanding of compliance regulations and AML processes.