PALLAVI REGA
Summary
Results-driven KYC Associate with extensive experience in Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and AML compliance within the banking and financial services sector. Proven ability to evaluate high-risk clients, including Politically Exposed Persons (PEPs) and complex ownership structures, while ensuring adherence to global regulatory standards and internal governance frameworks. Expertise in collaborating with global stakeholders across Compliance, Risk, Operations, and Front Office teams to strengthen controls, implement process improvements, and achieve exceptional client outcomes. Dedicated to upholding the highest standards of integrity and diligence in all aspects of client engagement.
Overview
3
3
years of professional experience
Work History
Process Associate
TATA CONSULTANCY SERVICES
09.2022 - Current
- Conducted comprehensive KYC and Customer Due Diligence (CDD) reviews for individual and corporate clients in compliance with AML regulations and internal policies.
- analyzed customer profiles, transactional behavior, and source of funds to identify potential money laundering and terrorist financing risks.
- Screened customers against global sanctions, watchlist, and adverse media using tools such as World-Check, Dow Jones, LexisNexis, and internal screening systems.
- Reviewed and verified customer documentation including identification, proof of address, business registration, and beneficial ownership information.
- Identified, investigated, and escalated suspicious activities in accordance with AML policies and regulatory requirements.
- Prepared clear and detailed risk assessment reports and documented findings to support compliance decisions.
- Maintained accurate and up-to-date KYC records while adhering to data privacy and confidentiality standards.
- Collaborated with internal stakeholders such as Compliance, Risk, Legal, and Operations teams to resolve KYC and AML issues efficiently.
Education
Bachelor of Business Administration - Marketing
Vaagdevi College
Warangal 08.2022
Intermediate - State Board
Goutham College
Hyderabad 06.2018
High School - State Board
Goutham Model High School
Hyderabad 06.2016
Skills
- Workflow management
- Quality assurance
- Report analysis
- Process flows
- Cross-functional collaboration
PROJECT
BRAND LOYALTY - Maruti Suzuki
- Conducted an in-depth study on factors influencing brand loyalty among Maruti Suzuki customers and identified key engagement metrics.
- Designed and executed a research plan involving qualitative and quantitative methods, including surveys and interviews.
- Analyzed consumer behavior trends, tracked preferences, buying patterns, and brand perception using statistical tools.
- Delivered actionable insights and strategic recommendations to improve customer retention and loyalty programs.
Awards
- Awarded star performer twice at Tata Consultancy Services.
- Received academic excellence award for ranking among the top scorers in school, demonstrating consistent high performance and dedication to studies.
- Secured 2nd rank in the entire college, recognizing consistent academic excellence and dedication to studies.
Timeline
Process Associate
TATA CONSULTANCY SERVICES
09.2022 - Current
Bachelor of Business Administration - Marketing
Vaagdevi College
Intermediate - State Board
Goutham College
High School - State Board
Goutham Model High School