Subham Singh

• Conducted end-to-end KYC for new and existing clients across global jurisdictions.

• Performed Enhanced Due Diligence (EDD) checks for high-risk clients, including PEPs.

• Reviewed Source of Wealth (SOW) and Source of Funds (SOF) documentation to ensure transparency and regulatory compliance.

• Handled onboarding for complex entities such as trusts, foundations, and offshore structures.

• Screened clients and related parties for sanctions, adverse media, and PEP matches using COSIMA and LexisNexis.

• Escalated high-risk cases with comprehensive summaries to compliance and senior stakeholders.

• Maintained compliance with FATCA, CRS, FINCEN, and global regulatory frameworks.

• Acted as SME and team lead for 10 analysts, supporting case resolution and mentoring.

• Streamlined onboarding processes with cross-functional teams, reducing turnaround time.

• Delivered structured training to new joiners, ensuring alignment with UBS onboarding standards.

• Stayed updated with evolving regulations and integrated changes into onboarding procedures.

Performed due diligence and public research on legal entities (Orbis, Avox, Edgar, etc.).

• Identified UBO/OBO, processed tax forms, and handled missing documentation.

• Screened entities and individuals using RDC, LexisNexis, and Fircosoft.

• Managed end-to-end KYC cases involving US-based clients and ownership structures.

• Coordinated with outreach and M&I teams to resolve high-risk red flags.

• Performed AML functions including transaction monitoring and name screening.

• Investigated alerts for money laundering and terrorist financing.

• Provided training to new team members; reviewed junior team outputs.

• Interacted with stakeholders for process improvements.

• Handled production, quality control, and reporting metrics.