Suchismita Roul

Kolkata

Summary

Detail-oriented AML & Compliance Analyst with 3-5 years of experience in KYC, CDD, and EDD reviews, along with sanctions and adverse media screening. Skilled in identifying AML red flags, verifying beneficial ownership, and crafting compliant case narratives. Strong data analysis and Excel capabilities enhance accuracy and audit readiness.

Overview

Certification

years of professional experience

Work History

Financial Crime / AML Analyst

AML Rightsource

Kolkata, West Bengal

08.2024 - Current

Conducted end-to-end AML investigations, reviewing 80–120 transaction monitoring alerts daily; performed KYC, CDD,
EDD, and periodic reviews in compliance with AML regulations and internal policies.
Executed Sanctions Screening, PEP Screening, Adverse Media, UBO Verification, SOF/SOW analysis, and Customer Risk
Rating (CRR) for high-risk customers using a risk-based approach.
Investigated 8–10 EDD cases and AML alerts daily; identified financial crime risks and documented audit-ready findings,
contributing to a 20% reduction in false-positive escalations.
Reviewed customer documentation, financial activity, and ownership structures to ensure regulatory compliance and
accurate risk assessments.
Prepared investigation reports, case summaries, and compliance documentation supporting audits, regulatory
requirements, and management decisions.
Conducted QA reviews of AML/KYC/CDD/EDD and transaction monitoring cases, maintaining a 99% QA score and full
policy adherence.
Served as Subject Matter Expert (SME) on AML investigations, risk assessments, compliance procedures, and process
improvements.
Completed 150+ CDD/EDD/SDD case files monthly with timely, accurate risk assessments and regulatory compliance.
Built MIS reports, dashboards, and productivity trackers using Advanced Excel (Pivot Tables, Power Query,
VLOOKUP/XLOOKUP, Macros) to drive performance insights.
Achieved 117% productivity while sustaining 98–99% quality, consistently exceeding SLA and turnaround targets.

Research Analyst

Lucintel Service Private Limited

Raipur, Chattisgarh

06.2022 - 08.2024

Conducted secondary research and due diligence on companies, markets, competitors, and industry players to support strategic decision-making for global clients.
Verified and cross-checked data from public filings, industry databases, and news/media sources to ensure accuracy, reliability, and audit readiness.
Analyzed large datasets to identify market trends, patterns, correlations, risk factors, and business opportunities.
Conducted competitor and market analysis to identify industry benchmarks, emerging trends, and growth opportunities.
Prepared comprehensive research reports, company profiles, and data-driven insights for senior management and internal stakeholders.
Utilized Microsoft Excel and data analysis/visualization tools to organize, validate, analyze, and present complex information effectively.
Managed multiple research projects under tight deadlines and collaborated with cross-functional teams while mentoring junior analysts and maintaining high data quality.

Education

MBA - Finance & Marketing

Driems University

Tangi, Cuttack, Odisha

09-2022

Bachelor of Science - Biology

Utkal University (Dharmashala Mahavidyalaya)

Jaraka, Jajapur, Odisha

08-2019

Skills

Advanced Excel
Advanced Excel
Risk Assessment
Data Analysis
Regulatory Compliance
Fraud Detection

Risk assessment
Transaction Analysis
Excel basics
Due diligence
Activity reporting
Microsoft Office