SUDHARSHAN SAMPATH
CHENNAI
Summary
- A dedicated and enthusiastic professional, With over 19 years of proven success in Banking Operations, Operational Risk and control.
- I currently hold a position of AVP at BNP Paribas in Chennai and pursuing my CISA Accreditation.
Overview
19
19
years of professional experience
Work History
Assistant Vice President
BNP PARIBAS INDIA SOLUTIONS PRIVATE LIMITED
CHENNAI
10.2015 - Current
- Ensuring the diligent adherence to the Risk and Control Self-Assessment (RCSA) methodology and conducting assessments in accordance with Group guidelines.
- Negotiate action plan with management for all open risks identified during RCSA, control testing exercise and ensuring that action plans are recorded within the Group tools and monitored for timely closure.
- Performance of Incident Management on ineffective operational process or controls.
- Independent testing of Ex post controls are performed and reported to the 1st LOD management along with the action plan for the weakness identified.
- Ensuring the Generic control plan are implemented within the organization as agreed deadline.
- Ensuring the Incidents are adequately analyzed (RCA) and suggest preventive measures where necessary.
- Evaluate the operational risk from an internal & external fraud perspective; ensuring the teams are complied with group guidelines.
- Executed Anti fraud controls within the organization.
- Collaborated with Regional and global Risk teams and sure the best practices are implemented.
- Performance of Risk profile assessment of newly migrated process
- Managed periodical Risk control Meeting with Operational and Functional units within organization.
- Design and develop the goals, policies, and procedures of the organization data protection programs in accordance with appropriate laws and regulations.
- Managed the risk reporting to Management through Risk Control Committee and Internal Control Committee.
- Implementing the Outsourcing risk framework across business functions and analyzing the effectiveness of framework while insourcing/outsourcing a new service
- New Joiners induction training conducted on Operational risk topics
- Represent entity in Global / Regional governance's related to Risk Management and Data Protection Management.
- Perform Transfer Impact Assessment Questionnaire for data migrated between locations for purpose of processing.
Assistant Manager
TATA CONSULTANCY SERVICES
CHENNAI
04.2011 - 10.2015
- Support the corporate clients, relationship managers and account managers Globally to review and sign off the account opening and legal documents, by liaising with respective Compliance and Legal.
- Screening of corporate clients for negative hits and reporting to compliance for resolution
Senior Associate
SCOPE INTERNATIONAL (STANDARD CHARTERD BANK)
CHENNAI
08.2005 - 03.2011
- Support the relationship managers performing KYC for new account opening, by validating the account opening documents and seeking approvals from internal stake holders.
- Perform Audit confirmation report for individual customers and assist them on filing tax reports with the Bank Tax Team, placed in Singapore.
Education
Bachelor of Arts -
MADRAS UNIVERSITY
CHENNAI05-2005
Skills
- Risk Management
- Policy compliance
- Contract Management
- Data Management
- Training Management
- Outsourcing Governance
Languages
Tamil
First Language
English
Proficient (C2)
C2
Hindi
Upper Intermediate (B2)
B2
Timeline
Assistant Vice President
BNP PARIBAS INDIA SOLUTIONS PRIVATE LIMITED
10.2015 - Current
Assistant Manager
TATA CONSULTANCY SERVICES
04.2011 - 10.2015
Senior Associate
SCOPE INTERNATIONAL (STANDARD CHARTERD BANK)
08.2005 - 03.2011
Bachelor of Arts -
MADRAS UNIVERSITY
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