Sumit Parihar
Jodhpur
Summary
Dynamic KYC/AML Senior Analyst with a proven track record at Nomura Services India, skilled in client onboarding and regulatory compliance. Expert in utilizing World-Check for risk assessments and adept at delivering strategic insights through Power BI. Recognized for enhancing compliance operations and fostering cross-regional collaboration.
Overview
12
12
years of professional experience
1
1
Certification
Work History
Senior Analyst
Nomura Services India Private Limited
11.2018 - 01.2024
- Experienced KYC/AML Senior Analyst with a robust background in client onboarding, due diligence, and compliance investigations. Adept at utilizing industry-standard tools, such as World-Check Screening and Factiva, for effective adverse media, sanctions, and PEP screening. Well-versed in executing the full lifecycle of the Client Identification Program (CIP), including the verification, review, and completion of documentation to ensure regulatory compliance.
- Proficient in handling AML investigations across low, medium, and high-risk customer segments, and performing periodic client reviews in coordination with cross-regional teams. Skilled in validating entity information, reviewing jurisdictions of incorporation, and assigning appropriate risk classifications. Demonstrated ability to deliver accurate MIS reports that support strategic onboarding decisions.
- Experienced in conducting sanctions checks, enforcement actions screening, and vessel data analysis to mitigate risk, and ensure adherence to global compliance standards.
- Developed processes and procedures for improved AML and KYC compliance operations.
Review Executive
Thomson Reuters
Mumbai
07.2017 - 07.2018
- Skilled in conducting KYC due diligence and client onboarding for the UK, the USA, and Luxembourg, with hands-on experience using World-Check for sanctions/adverse media screening, and Salesforce for case management.
- Strong understanding of global compliance standards, with the ability to identify risk indicators, review client documentation, and support regulatory adherence across jurisdictions.
- Tracked regulatory changes related to AML, and KYC requirements.
Intern
Rajasthan High Court
Jodhpur
08.2016 - 05.2017
- Enrolled as an advocate with the Bar Council of Rajasthan in October 2016, cleared the All India Bar Exam in 2017, and registered with the Bar Council of India in June 2017, formally beginning legal practice across Indian jurisdictions.
Intern
Solomon & Roy
Mumbai
11.2015 - 12.2015
- Conducted due diligence on trademark status, and assisted in preparing comprehensive trademark search reports to support IP registration and protection strategies.
- Drafted and prepared legal documentation, including Form 3 and Form 26, related to an already patented invention, ensuring compliance with patent filing requirements and regulatory standards.
Intern
Reina Legal
Gurgaon
09.2014 - 10.2014
- Performed in-depth legal research on a range of topics, and identified relevant judgments to support case strategies and advisory work.
Intern
Luv Kush Anathalya, Students Centre
Jodhpur
05.2012 - 05.2012
- Conducted surveys to support the initiative of providing free primary education, and assisted in maintaining and assigning student records.
- Delivered lectures on children's rights, raising awareness, and promoting advocacy for child welfare within the community.
Education
Certification Program - Business Analytics
CoachX Live
Pune04.2025
B.com LLB (Hons.) - IPR
Institute of Law, Nirma University
Ahmedabad01.2016
H.S.C -
Central Academy
Jodhpur01.2010
S.S.C -
Central Academy
Jodhpur01.2008
Skills
- World Check
- Risk & Business Intelligence
- Client onboarding
- Regulatory compliance
- Power BI
- SQL and databases
- Excel proficiency
- Tableau
- Keen learner
Certification
- Enrolment in Bar Council of Rajasthan, 10/01/16
- Cleared All India Bar Exam, 01/01/17
- Enrolment in Bar Council of India, 06/01/17
Certifications & Workshops
- Speaker at the 3rd Day Model United Nation Conference, Organized by the Government Law College, Mumbai in collaboration with UN Information Centre for India and Bhutan., 03/12/13 to 03/14/13
- Participated in Two Days Arbitration Training Workshop, conducted by Chartered Institute of Arbitrators (India) during 03/26/15 to 03/27/15 at Ahmedabad, Gujarat.
- Participated in the Mediation Training Workshop, organized by Institute of Law, Nirma University and conducted by Centre for Alternative Dispute Resolution, Mumbai during 04/16/15 to 04/18/15 at Ahmedabad, Gujarat.
Publications
"The Grand Bhagwati Hotel - Growth Through Customer Feedback", in Case Studies in Management, Volume 1 ISBN no. - 978-93-5202-013-3.
Personal Information
Date of Birth: 07/17/92
Timeline
Senior Analyst
Nomura Services India Private Limited
11.2018 - 01.2024
Review Executive
Thomson Reuters
07.2017 - 07.2018
Intern
Rajasthan High Court
08.2016 - 05.2017
Intern
Solomon & Roy
11.2015 - 12.2015
Intern
Reina Legal
09.2014 - 10.2014
Intern
Luv Kush Anathalya, Students Centre
05.2012 - 05.2012
Certification Program - Business Analytics
CoachX Live
B.com LLB (Hons.) - IPR
Institute of Law, Nirma University
H.S.C -
Central Academy
S.S.C -
Central Academy
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