Summary
Overview
Work History
Education
Skills
Websites
Certification
Timeline
Generic

Sumit Sharma

Bangalore

Summary

Dynamic compliance professional with a proven track record at JP Morgan & Chase, excelling in managing compliance risks and enhancing operational efficiency. Demonstrated strong analytical skills and meticulous attention to detail, driving a 22% improvement in compliance accuracy. Adept at leading teams and fostering collaboration across departments to achieve outstanding results.

Overview

11
11
years of professional experience
1
1
Certification

Work History

Management Trainee

Genpact
01.2020 - Current
  • Led a team of 15+ investigators in AML/KYC operations, overseeing Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and transaction monitoring to ensure full regulatory compliance across global jurisdictions.
  • Managed end-to-end KYC/AML onboarding and periodic reviews for high-risk clients including Meta (Facebook), Coinbase, and Standard Chartered, ensuring adherence to regulatory frameworks such as FinCEN, FCA, and MAS.
  • Utilized SQL, Excel, and Access to perform in-depth analysis of customer transactions, identifying suspicious activity, fraud patterns, and high-risk behaviors—resulting in timely SAR filings and reduced compliance gaps.
  • Served as the primary liaison for client stakeholders, resolving escalations, conducting complex due diligence, and ensuring accurate documentation to support regulatory audits and internal compliance standards.
  • Drove process improvements across KYC refresh cycles and alert investigations, implementing automation and best practices that led to a 22% uplift in compliance accuracy and operational efficiency.
  • Collaborated cross-functionally with legal, risk, and compliance teams to manage regulatory exposure and streamline onboarding for crypto, fintech, and institutional clients.
  • Prepared and delivered weekly compliance dashboards and investigation reports to senior leadership, combining actionable insights with KPIs to guide risk decisions and continuous process optimization.

Senior Specialist

JP Morgan & Chase
Bangalore
01.2016 - 12.2017
  • Received accolades from US business partners for quick turnaround time (TAT) and great customer service.
  • Performed quality check throughout the process.
  • Worked directly with departments, clients, management to achieve result.
  • Good Experian knowledge of Fraud and Risks in banking sector, KYC, and AML/CTF.
  • Keeps up to date with current issues and changes in the industry regulations.
  • Evaluated team performance, identifying areas for development and implementing targeted improvement plans.
  • Monitored service delivery and intervened proactively to correct problems.

Associate

Fidelity Investment
Bangalore
07.2014 - 12.2015
  • Research and analysis of customer issues and provides solution by referring to well defined client plan rules.
  • Taking ownership of identified clients and execute responsibilities with minimal guidance.
  • Taking ownership of identified clients and ensuring all customer issues are resolved timely and client SLAs are met.
  • Work with third party US vendors in resolving the customer issues.
  • Identify process improvement opportunities.

Education

Post Graduate Diploma in Management - International business management

Alliance University
Bangalore, Karnataka, India
01.2019

Graduated in Bachelor of Business Management -

Bangalore University
Bangalore, Karnataka, India
01.2014

Higher Secondary Education – Commerce -

Indian Certificate of Secondary Education
01.2011

Skills

  • KYC compliance
  • Transaction monitoring
  • Data analysis
  • Process improvement
  • Customer relationship management
  • Risk assessment
  • Stakeholder engagement
  • Team leadership
  • Quality assurance
  • Vendor management

Websites

Certification

  • Anti-Money Laundering Concepts: AML, KYC And Compliance, Udemy, 2023
  • Business Analysis Modeling Skills & Techniques, Udemy, 2023
  • Anti-Corruption Training

Timeline

Management Trainee

Genpact
01.2020 - Current

Senior Specialist

JP Morgan & Chase
01.2016 - 12.2017

Associate

Fidelity Investment
07.2014 - 12.2015

Post Graduate Diploma in Management - International business management

Alliance University

Graduated in Bachelor of Business Management -

Bangalore University

Higher Secondary Education – Commerce -

Indian Certificate of Secondary Education

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Sumit Sharma