Sunil Gupta
Mumbai
Summary
Committed job seeker with a history of meeting company needs with consistent and organized practices. Skilled in working under pressure and adapting to new situations and challenges to best enhance the organizational brand. Highly-motivated employee with desire to take on new challenges. Strong worth ethic, adaptability and exceptional interpersonal skills. Adept at working effectively unsupervised and quickly mastering new skills.
Overview
9
9
years of professional experience
Work History
Business Risk & Controls - Remediation Control
Citicorp India Pvt Ltd.
Mumbai
03.2023 - Current
- MCA Governance team, processing of Assessment Unit and Governance Entities change management process
- Performing Quality Assurance and Quality Check for the request received onto sharepoint before executing change seamlessly
- Execute the Managers Control Assessment (MCA) program in a timely manner
- Test and monitor key controls which have been identified for each product line and document results
- Liase with business and line control officers on any deficiencies or control gaps
- Ensure appropriate remedial actions are in place where deficiencies are identified
- Support Businesses and Functions Risk and Controls with Assessment Unit and MGE Change management governance as well as guidance on structuring or any data quality issues or queries from Business and Functions namely BCMA, CCB, Wealth, USPB etc
- Liaise with MCA Architects/Delegate members across the organisation with the respective business line.
- Reviewed existing processes and procedures to identify areas of risk and develop mitigation strategies.
- Assessed current internal controls for the organization's financial systems.
- Identified potential areas of risk within the organization's operations and communicated findings with stakeholders.
- Implemented new processes or technologies designed to reduce exposure to identified risks.
Treasury & Liquidity Risk Analyst
Citicorp India Pvt Ltd.
Mumbai
05.2018 - 03.2023
- Quality control analyst for liquidity reports and IRE reports
- Supplies information to produce stress scenarios to quantify the likely impact of certain events on the balance sheet and to report on what incremental funding may be required
- Liaise with members of Risk Reporting/Risk Management, Finance, Product Control and Treasury to establish reporting requirements and develop the tools, analysis and reporting necessary to proactively identify and manage risk with respect to portfolios and products, and continuously update the reporting process to reflect the current business structure
- Supporting CEEMEA Countries and India IRE Reporting
- Working on various projects with regards to the process automation & system migrations in order to generate more accurate results along with improving the efficiency
- Wipro EUC remediation project
Market Risk Specialist
Citi Bank NA
Mumbai
01.2015 - 04.2018
- Coordinate the production and distribution of daily/weekly/monthly/adhoc risk reports to the trading desks, risk managers, and senior management for India Cluster (India, Bangladesh & Sri Lanka)
- Daily monitor market risk limits (DV01, MAT, FXDL), gather commentary and escalate in case of limit changes/breaches to risk managers and business lead and Maintain report templates, queries and other aspects of the reporting infrastructure
- Provide timely, accurate, and meaningful risk information to risk managers by maintaining data quality in the reporting system and utilizing system tools to control the accuracy of report results
- Respond to frequent ad-hoc requests for analysis, data gathering and reporting
- Develop and maintain procedure documentation for all regularly-performed tasks
- Prepare monthly ALCO decks, conduct VaR back-testing, portfolio Stress Testing, prepare decks required for Risk seniors (in-country and Asia Regional)
- Prepare quarterly, Semi-annual assumption review for RBI’s Statutory Liquidity Statement
- Work closely with other functions FRI/FRO/PCG and Ops team
- Driving country process optimization project on report automation with more focus on analysis/value addition and increasing efficiency.
Education
M.B.A. (Finance) -
Oriental Institute of Management (OIM- Vashi)
04-2012
Bachelors in Commerce -
Mumbai University, SIES College
04-2009
Skills
- Microsoft Excel
- Multitasking
- Teamwork and Collaboration
- Analytical Skills
- Pivot tables
- Audit Coordination
- Root Cause Analysis
- Stakeholder Communication
- Internal Controls
- Organizational Skills
Personal Information
- Date of Birth: 02/21/89
- Marital Status: Married
Languages
Fluent in English, Hindi & Marathi
Accomplishments
- GOLD award for correcting raw feed & IRR/IRE processing for India region, PL/PG CAP Closure - May 2020
- 2 SILVER Award for UAT testing of Office 365 across Treasury Department - Sep 2020 & Nov 2020
- 4 COB testing onsite for Critical EUCs Feb, May, Sep & Oct 2020
- 2 GOLD Award for streamlining the process from manual to automate - June 2021 & Oct 2021
- GOLD Award for Global SYC project - Jan 2022
- 2 COPPER Award for Standardisation of reports - Sep & Oct 2022.
Languages
English
First Language
Hindi
Proficient (C2)
C2
Timeline
Business Risk & Controls - Remediation Control
Citicorp India Pvt Ltd.
03.2023 - Current
Treasury & Liquidity Risk Analyst
Citicorp India Pvt Ltd.
05.2018 - 03.2023
Market Risk Specialist
Citi Bank NA
01.2015 - 04.2018
M.B.A. (Finance) -
Oriental Institute of Management (OIM- Vashi)
Bachelors in Commerce -
Mumbai University, SIES College
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