Surya Narayan Patro

Overview:

I worked in the statutory audit of banking and capital markets (financial services) for UK entities and other Indian entities.

• From the preparation of planning to setting up the materiality level, and scoping the testing areas.
• Review of the financial statement for quality check, accuracy, and compliance with laws and regulations.
• Managed major areas such as testing of investments, administrative expenses, loans, intercompany testing, and other areas.
• Continues discussion with the engagement team and client upon identification of key issues in the audit.
• Variance analysis and inquiry for the reasons thereof.
• All other related procedural and ancillary works related to the audit.
• Conducted audit tests to evaluate internal control systems, and assessed the accuracy of financial records.
• Analyzed accounting records, financial statements, and other financial reports to assess accuracy, completeness, and conformance to reporting and procedural standards.
• Participated in meetings with clients to discuss audit processes and findings.
• Researched changes in laws to maintain adherence to financial regulations.
• Conducted risk assessments of financial operations to identify areas for audit focus.
• Performed tests of transactions and balances to verify the integrity and accuracy of financial information.
• Reviewed internal audit controls.
• Evaluated internal controls and processes to identify weaknesses, and recommend enhancements.

• Involved in reconciliation of Trade & Cash breaks.
• Ensuring error free and timely daily support/deliverables.
• Performs daily and monthly P&L for Funds.
• Performs daily and monthly NAV for the Fund.