SWAPNALI THUL
Team Manager
Dombivali
Summary
To leverage my skills and experience in AML and KYC to secure a role in investment banking where I can help prevent financial crimes and ensure compliance.
Highly motivated and detail-oriented investment banking professional with 6.5 years of experience in AML and KYC. Proven track record of identifying and mitigating risks, improving compliance processes, and collaborating with cross-functional teams.
skills, organized, efficient – able to prioritize and meet deadlines
Overview
9
9
years of professional experience
Work History
Business Transaction Analyst
Accenture solutions private limited
01.2018 - Current
- Processing the applications received from client for KYC remediation of account opening/reviewing based on the analysis & taking the necessary steps accordingly
- Review client’s database to KYC & AML standard
- Periodic KYC remediation of accounts based on risk level
- Client data collection and documentation for New Client adoption and Regular review
- Analyzing client data, documentation and negative news in order to determine a client risk profile as established under the KYC procedures
- Performing the required KYC screenings on customers, documenting the information obtained on the client's as required by global KYC
- Ensure negative news is appropriately documented and any mitigating factors identified & confirm that any escalations are appropriately addressed.
- Identified opportunities for process improvements, resulting in increased operational efficiency.
- Provided essential support to management, generating comprehensive reports on transaction trends and irregularities.
- Assisted in the development of new transaction processes to increase productivity and accuracy.
- Reduced processing times with thorough analysis of transactions for potential discrepancies.
Business Analyst
Accenture solutions private limited
06.2015 - 12.2017
- Investigation of the given data with the help of reference data applicable to the record and find the linkage between the fund and its Investment manager
- Analyzing and identifying the record with various available search engines and recommend or initiate a request for the acceptable solution
- To make sure that the given record is linked with correct IM by following proper guidelines set forth for the process.
Education
Bachelor of Commerce - Accounting And Finance
Mumbai University
05.2015
Higher Secondary Certificate -
Mumbai Board
04.2012
Skills
- AML and KYC regulations and processes
- Risk management and assessment
- Compliance program development and implementation
- Regulatory reporting and relationships
- Training and development
- Good knowledge of MS Office Suite, including proficiency in Excel
-Strong organizational skills with excellent attention to detail
Personal Information
- Date of Birth: 02/08/1994
- Marital Status: Single
Languages
English
Marathi
Hindi
Affiliations
• Achieved highest rating as Distinctive Achiever in Accenture
• Awarded Best team player in Accenture
• Contributed for process improvement idea which resulted into saving of man hours and reduced scope for errors in Accenture.
• Got trained on two processes simultaneously, took handover and received appreciation for the same in Accenture.
• Successful implementation of pilot process in Accenture.
Timeline
Business Transaction Analyst
Accenture solutions private limited
01.2018 - Current
Business Analyst
Accenture solutions private limited
06.2015 - 12.2017
Bachelor of Commerce - Accounting And Finance
Mumbai University
Higher Secondary Certificate -
Mumbai Board