Syed Abdul Khadar H

· Monitored customer and transaction records to identify unauthorized or fraudulent activities, improving AML compliance.

· Performed L1 & L2 case quality checks achieving 98% accuracy in reviews.

· Investigated alerts by gathering supporting information, validating counterparties, and identifying high-risk accounts through screening and public domain searches.

• Perform AML investigations and compliance reviews in conjunction with countries/regions for Low, Medium, High risk categories of active and inactive customers.
• Performing actual Vs expected activity with the handy information available such as EDD for expected and transaction for actual activity.
• Identifying and reviewing suspicious activities of unusual transactions or red flags associated and escalate.
• Performing Actual Vs Expected activity to determine the risk for the clients.
• Re-reviewing of the High & Medium risk entity categories for active clients held in database- client for all regions and identifying duplicates and closures of the clients.
• Conducted internal audits and assessments of AML programs to identify potential risks and ensure ongoing compliance as an AML Auditor
• Reviewed and analyzed complex financial transactions and relationships to detect and report potential money laundering or terrorist financing activities as a Financial Intelligence Analyst
• Moved to the Outreach team, taking ownership of client communication via Salesforce by initiating outreach requests and ensuring timely collection of client responses to facilitate KYC processes.
• Validating the information provided by customers Salesforce application against relevant document.
• Delivering client requirements at the time without affecting accuracy and timelines.
• Effectively handled high-pressure work environments with strong dedication to completing tasks within deadlines.

• Validating KYC risk compliance based on research of customer records, verification of account purpose and legitimacy, analysis of transaction activity.
• Ensuring compliance with KYC policies and procedures, applicable rules and regulations and Monitoring Customer trades.
• Performed the requirement of KYC screenings on customers documenting the information obtained on the client’s as requests by global KYC procedures.
• Complete analysis of transactional information to identify risk, trends and potential suspicious activities and red flags.
• Handling corporate clients and Perform ID&V based on documents submitted by the customers to Bank.
• Identifying Key Controllers, Authorized Signatories, Representatives and UBO and IBO with respective percentages of shares they hold with the company.
• Validating the information provided by the customer in Full serve and sales force applications against relevant document.
• Preparing investigations reports against triggers.
• Client: Barclays

• Complete KYC on boarding for new and pre-existing customers (KYC refresh) & complete analysis of transactional information to identify risk, trends and potential suspicious activities
• Conducting Due diligence research for clients as part of the business-wide AML compliance process Performed the required KYC screening on customers by making sure new clients are being properly reviewed and avoid any risk such as money laundering, frauds etc
• Adoption of client as per the regulatory requirements: FATCA, Global AML guidelines.
• Review and validate account opening documentations making sure all required documents are in compliance & meeting production target volumes and dates as advised
• Using tools are Service link, Full serve, Salesforce, SRS and SOF.
• Worked on pilot batch in SOLE TRADER, UNINCORPORATED PARTNERSHIP, LIMITED COMPANIES and UNINCORPORATED ASSOCIATIONS.
• Perform ID&V based on document submitted by the customers to bank.