Tejeswi S
CHENNAI
Summary
Dynamic Process and Compliance Manager at ICICI Bank with a strong focus on enhanced due diligence and anti-money laundering. Expertise in conducting thorough investigations of high-risk clients has led to significant advancements in financial crime prevention. Highly skilled in analytical report composition and dedicated to training teams for excellence in compliance. Aiming to leverage this expertise to further the organization’s efforts in combating financial crime.
Overview
6
6
years of professional experience
1
1
Certification
Work History
Process and Compliance Manager- EDD
ICICI BANK
CHENNAI
01.2023 - Current
- Conduct public records searches for customer background investigations.
- Evaluate customer profiles against established criteria to identify potentially suspicious activities or transactions.
- Perform due diligence reviews on high-risk customers, as required by regulatory bodies.
- Analyze financial transactions for any irregularities, or potential criminal activity.
- Research current trends in the field of financial crime prevention and detection.
- Analyze complex customer data sets using specialized software applications.
- Conducted investigations of suspected fraudulent activity by gathering data from various sources for about 2,500 cases.
- Assess cross-border trade transactions.
- Report results of investigations with written observations and photographs, and produce final reports.
- Have recommended STR for about 500 cases.
- Maintain up-to-date knowledge of relevant legislation pertaining to financial crimes.
- Provide training to staff members on how to detect and prevent financial crimes.
- Manage time effectively to ensure tasks are completed on schedule, and deadlines are met.
Wealth Manager
ICICI BANK
CHENNAI
10.2020 - 12.2022
- Conducted a financial analysis of clients' portfolios to identify and recommend appropriate investment strategies for about 650 clients.
- Monitored performance of existing investments and recommended changes when necessary.
- I researched the various markets to identify potential new clients, resulting in a 10% increase in the client base.
- Guided client decisions based on tax or other financial benefits to help each reach desired goals.
- Maintained records of all transactions related to client accounts in accordance with legal requirements.
- Profiled and analyzed investment products to devise financial strategies, meeting client financial needs and forecasting opportunities with highest return on investments.
- Conducted EDD of high risk clients
Summer Intern
H & R BLOCK INDIA PVT LTD
PUNE
02.2019 - 05.2019
- Prepared U.S. tax returns for more than 50 expatriates single-handedly.
- Worked on tally for clients.
- Attended an upskill program that consisted of basic Indian tax provisions and basic soft skills.
- Thesis Title: Comparison Between the Indian and U.S. Tax System.
Education
POST GRADUATE PROGRAMME IN MANAGEMENT - Finance
ICFAI BUSINESS SCHOOL
PUNE05-2020
Bachelor of Commerce - BANK MANAGEMENT
UNIVERSITY OF MADRAS
CHENNAI05-2018
Skills
- Enhanced due diligence
- anti money laundering knowledge
- Analytical Investigation Techniques
- Data analysis
- Analytical Report Composition
- Transaction analysis
- MS Office
Certification
- Financial Crime Processes and Technology from Udemy
- AML certification from the Indian Institute of Banking and Finance (IIBF)
- NISM Series-V A Mutual Fund Distributors Certification
- Certified Fraud Examiner (CFE) aspirant from the Association of Certified Fraud Examiners
Languages
English
First Language
Hindi
Beginner
A1
Tamil
Beginner
A1
Marathi
Beginner
A1
Affiliations
- Past President, Rotaract Club of Amanora, 'YOUNGISTAN'
- Treasurer, CSR Club, ICFAI Business School, Pune
Timeline
Process and Compliance Manager- EDD
ICICI BANK
01.2023 - Current
Wealth Manager
ICICI BANK
10.2020 - 12.2022
Summer Intern
H & R BLOCK INDIA PVT LTD
02.2019 - 05.2019
POST GRADUATE PROGRAMME IN MANAGEMENT - Finance
ICFAI BUSINESS SCHOOL
Bachelor of Commerce - BANK MANAGEMENT
UNIVERSITY OF MADRAS
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