Tejeswi S
Process and Compliance Manager-EDD
Chennai
Summary
Dynamic Process and Compliance Manager at ICICI Bank with a strong focus on enhanced due diligence and anti-money laundering. Aiming to leverage this expertise to further the organization's efforts in combating financial crime.
Overview
6
6
years of professional experience
4
4
Certifications
4
4
Languages
Work History
Process and Compliance Manager- EDD
ICICI BANK
01.2023 - Current
- Conducted thorough investigations into 100+ alerts per month generated by automated transaction monitoring systems, escalating 10+high-priority cases with unusual patterns.
- Analyzed and reviewed 500+ financial transactions monthly, identifying suspicious activity related to money laundering, fraud, and terrorist financing.
- Assessed and reviewed cross-border trade transactions to ensure compliance with international financial regulations, reducing cross-border risks.
- Reported investigation results with detailed written observations, including photographic documentation, and produced final reports.
- Recommended STR (Suspicious Transaction Reports) for approximately 10 cases monthly, directly contributing to the identification of potential financial crime
- Provided training to staff members on detecting and preventing financial crimes, enhancing the team's efficiency and compliance awareness.
- Proactively maintain up-to-date knowledge of AML regulations, such as FATF, OFAC, and BSA.
Wealth Manager
ICICI BANK
10.2020 - 12.2022
- Managed portfolio of 650 high networth individuals by building strong relationship resulting in 25 % increase in book sizes.
- Researched the various markets in order to provide timely advice on how best to manage a client's assets
- Guided client decisions based on tax or other financial benefits to help each reach desired goals
- Maintained records of all transactions related to client accounts in accordance with legal requirements
- Profiled and analyzed investment products to devise financial strategies, meeting client financial needs and forecasting opportunities with highest return on investments
- Conducted EDD of high risk clients
Summer Intern
H & R BLOCK INDIA PVT LTD
02.2019 - 05.2019
- Prepared U.S
- Tax returns for more than 50 expatriates single-handedly
- Worked on tally for approximately 25 clients
- Attended an upskill program that consisted of basic Indian tax provisions and basic soft skills
- Thesis Title: Comparison Between the Indian and U.S
- Tax System
Education
Bachelor of Commerce - BANK MANAGEMENT
UNIVERSITY OF MADRAS
Chennai 04.2001 - 05.2018
MBA - FINANCE AND MARKETING
ICFAI UNIVERSITY
PUNE 04.2001 -
Skills
- Enhanced due diligence
- Anti money laundering knowledge
- Analytical Investigation Techniques
- Data analysis
- Analytical Report Composition
- MS Office
Certification
Financial Crime Processes and Technology from Udemy
Activities
- Past President, Rotaract Club of Amanora, 'YOUNGISTAN'
- Treasurer, CSR Club, ICFAI Business School, Pune
Timeline
Process and Compliance Manager- EDD
ICICI BANK
01.2023 - Current
Wealth Manager
ICICI BANK
10.2020 - 12.2022
Summer Intern
H & R BLOCK INDIA PVT LTD
02.2019 - 05.2019
Bachelor of Commerce - BANK MANAGEMENT
UNIVERSITY OF MADRAS
04.2001 - 05.2018
MBA - FINANCE AND MARKETING
ICFAI UNIVERSITY
04.2001 -
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