Tushar Anand Gholam

• Control day-to-day operational functions of Corporate Action and obtain established controls and procedures.
• Provide quality client service by prompt responses to queries and ensuring accuracy in corporate action processing and client entitlement.
• To ensure that information relating to Corporate Action announcement is captured accurately complete and timely in system and accurately manner and released to clients / depository respectively within agreed SLA and before market deadlines.
• To ensure monitoring for receipt of Corporate Action entitlements and where required pro-actively follow-up with the client to ensure receipt of client entitlements on or before due date.
• To ensure that all the client queries are responded to within the time frames pre-specified.
• To ensure daily reconciliation before market deadlines in order to mitigate any possible ops risks of missing / incomplete processing of corporate actions resulting to possible ops loss.
• Preparing various management reports like MIS, team productivity metrics, KPI reporting and assist External Auditors for evaluation of the financial statements and systems of internal controls.
• Managed leave requests and absences and arranged covers to facilitate smooth flow of operations
• Promoted high standards through personal example to help each member understand expected behaviour and standards.

• Verifying the price and informing the correct price departments and Branches.
• Pricing of all types of securities manually through vendor portals like Bloomberg & Telekurs, ICE and also through trading desk instructions if price feeds are not provided by vendors.
• Handling Service work cases requested by Branches regarding price inquiries or queries and these are of four types Missing Price, Incorrect Price, Historical Price and Date of Death Price
• QC (Quality Check) on all the securities priced manually by teammates.
• Cross verify prices from different sources Bloomberg, Telekurs, Thomson, ICE.
• Auditing and reviewing activities performed by the processor.

• In-depth analysis of fund accounting statements to determine error in financial transactions and reports which are must be comply with all relevant US GAAP requirements
• Dealing with all types of assets and understanding the impact for NAV Calculations

• Determine incorrect transactions, incorrect accounting entries, flag these issues timely and get the resolved
• Calculations of NAV on daily basis so as the publish the fund in system and send their NAV to the clients as per
• Daily activities of checking the pricing of assets and raise require to pricing team

• Closely work with the Internal Data Integrity Team to update the correct security setup, Factor and Coupon in the accounting system.
• Client interaction and resolution of any related issues

• To provide Client with correct valuations for its investment portfolios across various financial Products
• To analyze and compare valuations against various feeds received from Client, CA, Broker/CP for Fixed Income securities
• And highlight issues in cases of discrepancy related to Cash and Position of Securities
• To ensure that all exceptions in the process of valuation of security related to Cash and position is processed
• Managing multiple Client's data compared with Custodian/Broker/Counterparty related to
• Any Corporate Action Events and transactions related to pay down and Interest of exception are analyzed and solved, escalated if required
• KPI, Metrics are managed by implementing skills of Advanced Excel accurately.