UJALA RAI
Mumbai
Summary
Dedicated Quality Analyst with a proven track record of over 2+ years in internal audit and compliance, adept in KYC/AML compliance, and risk mitigation. Leveraged analytical thinking and leadership to enhance work accuracy and client relations, innovation, attention to detail while contributing to the growth of the organization's success and professional growth.
Overview
4
4
years of professional experience
1
1
Certification
Work History
Quality Analyst
Willis Tower Watson
Thane
02.2023 - Current
- Managed payment processing, ensuring accuracy through quality checks, administrative controls, and making fundamental reports.
- Performing a review and supervision of concurrent audits based on the scope of work and preparing audit reports, as well as management presentations for operations.
- Making sure to do proper sanction overrides for all the sanction-related payments or groups to ensure that no sanction touchpoint is in any payment, with all due diligence checks.
- Provide third-party approval after doing KYC checks for all entities or companies that are not listed in the Willis book or do not have a direct relation with our client.
- Maintaining effective communication with clients to provide updates, address inquiries, and resolve issues promptly.
- Collaborated with cross-functional teams to identify and mitigate payment-related risks, ensuring compliance with relevant regulations and internal policies.
- Provide weekly reports of incidents and corrective measures.
Financial Analyst
eClerx financial services
Airoli
02.2021 - 02.2023
- KYC/AML Analyst specializing in the intersection of Know Your Customer (KYC) and Anti-Money Laundering (AML) practices, ensuring compliance with regulatory requirements.
- Conducted detailed Politically Exposed Persons (PEP) and capital market screenings to assess risk levels and identify potential vulnerabilities.
- Ensuring that cases are prioritized, managed effectively, and consistently in line with the agreed process and deadline, with proper KYC and regulatory requirements.
- Performed thorough adverse media and negative news checks to flag potential risks, ensuring informed decision-making.
- Identified ultimate beneficial owners (UBOs), and assessed sanctions compliance to mitigate risks associated with high-risk entities.
- Efficiently managed alerts across multiple banking systems, documenting findings and actions taken to maintain accurate records, and support compliance efforts.
- Trained and mentored new recruits on KYC and PEP compliance procedures, fostering a culture of diligence and adherence to regulatory standards.
Education
Master Of Commerce (M.Com) -
Mumbai University
03-2022
Bachelor Of Commerce (B.Com) -
Ramniranjan Jhunjhunwala College, Mumbai University
03-2020
Higher Secondary Certificate (HSC) -
Ramniranjan Jhunjhunwala Jr. College
02-2017
Secondary School Certificate (SSC) -
HBVM High School, Ghatkopar West
03-2015
Skills
- Proficient in MS Office
- Branding
- Team player
- Analytical thinker
- Leadership capabilities
- Communication
Certification
- Certificate of Completion Ultimate GRC Training, Governance, Risk,Compliance 2025.
- Certificate of Completion Anti-Money laundering concept: AML, KYC and Compliance.
- GST Tally 6.4 Course, Infowave Computer Institute.
- Office Automation MS-Office,Infowave Computer Institute.
Hobbies and Interests
- Reading
- Dancing
- Food Vlogging
Languages
- English
- Hindi
- Marathi
Timeline
Quality Analyst
Willis Tower Watson
02.2023 - Current
Financial Analyst
eClerx financial services
02.2021 - 02.2023
Master Of Commerce (M.Com) -
Mumbai University
Bachelor Of Commerce (B.Com) -
Ramniranjan Jhunjhunwala College, Mumbai University
Higher Secondary Certificate (HSC) -
Ramniranjan Jhunjhunwala Jr. College
Secondary School Certificate (SSC) -
HBVM High School, Ghatkopar West
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