Detail-oriented Control Operations manager with prior experience in Investment Banking. Proven track record in implementing compliance procedures and ensuring adherence to rules
Overview
16
16
years of professional experience
Work History
Associate, BCO & COO
BA Continuum
11.2023 - Current
Analyzed electronic communications escalations and compiled report for clear comprehension
Responsible for validating deal files and ensuing the accuracy of all completed deals through comprehensive reviews
Compiled personal trading report and ensure adherence to established employee compliance protocols
Boosted operational efficiency by automating processes
Preparation of League Tables for different product types
Associate (Investment Banking)
BA Continuum
08.2022 - 12.2023
Senior Analyst (Investment Banking)
BA Continuum
08.2012 - 08.2022
Heading Real Estate, Gaming & Lodging (REGL) APAC region
Quality check of various products and mentoring analysts
Participate in hiring process by conducting interviews
Training of new joiners on multiple deliverables
Working on memos & models, comparable & transaction comps, screening, benchmarking and industry slides
Assistant Manager (Investment Banking)
Genpact
02.2015 - 08.2017
Business Analyst (Investment Banking)
Genpact
08.2013 - 02.2015
Part of Technology, Media and Telecommunications Group
Comps analysis, company profiles and industry profiles
Company screening, public information books, merger & acquisition case studies and documentation support
Proficient at databases including Capital IQ, MergerMarket, FactSet, ThomsonOne and VentureSource
Research Trainee (Research)
Fios Data Check Asia Private Limited
07.2011 - 12.2011
Preparing due diligence reports on individuals and entities involving court checks, open media search and reviewing files from the government sites
Advanced Audit Associate (Auditing)
Ernst & Young
07.2009 - 12.2010
Audit Associate (Auditing)
Ernst & Young
01.2009 - 07.2009
Checking the accuracy of the financial statements provided by the client, finding out the internal inconsistencies
Preparing Overall Analytical Review
Education
CFA Level III Cleared -
CFA Institute
B.COM (Hons.) - undefined
Gargi College
XII - undefined
S.S.N. Sidheshwar Sr. Sec. Public School
Skills
Compliance Training
Accomplishments
Awarded with Gold & Silver award in Genpact and BA Continuum based on brilliant performance
Distinction of being awarded thrice with Sh. Sultan Chand Memorial Award for attaining the highest aggregate during all the three years of college
Secured IIIrd position in Delhi University (South Campus) in the final year of college
Vice President – AML Operations at Bank of America (BA Continuum India Pvt Ltd)Vice President – AML Operations at Bank of America (BA Continuum India Pvt Ltd)