VIDHI SANGOI
Risk And Control Officer
Mumbai,MH
Summary
Finance and Accounting Professional with 3 years of experience in Risk Management and Auditing experience.
Overview
6
6
years of professional experience
16
16
years of post-secondary education
1
1
Language
Work History
ENO
Credit Suisse
03.2020 - Current
- Promote the overall Control Framework across Front Office Functions strengthening control environment by virtue of identification of controls, incident read across, independent control testing, remediation closure, implementing guidance’s which are aligned with bank-wide operational risk and controls framework
- Execute Tyrekicks/ deep dives/ Quality Assurance Reviews (QAR) in key areas having potential of high risk to understand reasons for outliers, ensure compliances to policies & guidance’s and suggest remediation actions
- Participate in various key governance forums, evaluating metrics from multiple reports, analyzing the data used in preparing Management Information Reports and providing necessary information as may be needed by senior management empowering informed decisions
- Involved in automation initiatives bringing efficiencies in the control process and corresponding tool maintenance, strategic tool upgrades, prioritization and UATs.
Associate
N.M.Sangoi & Associates
10.2018 - 02.2020
- Analysis and verification of Financial Statements to ensure there is adequate control framework on financial reporting and opine on the design and operating effectiveness of the controls
- Keeping abreast with the regulations and changes, Setting up controls to perform Tax Audits and Guiding and Training the team with Procedure Documents and Training Decks
- Involved in Internal Audits which involves process reviews, Setting up processes, procedures and checklists to ensure efficiency and accuracy of the control environment and Setting up accounting systems as per accounting principles and mechanisms to comply with regulations.
Articled Assistant
Synthesis Group
08.2015 - 09.2018
- Conducting Audits, Preparation of Auditor’s report and Performing checks to monitor the control environment over financing reporting such as Purchase and Payables process etc
- Ensuring appropriate checks and balances are in place for compliances with tax laws and performing tax audits.
Education
CFA L2
06.2019 - 11.2021
Chartered Accountant (ICAI)
01.2014 - 12.2018
Company Secretary(ICSI)
01.2015 - 12.2017
M.COM And B.COM(Mumbai University)
01.2015 - 12.2020
Skills
Quick Learner
Good Team Player
Timeline
ENO
Credit Suisse
03.2020 - Current
CFA L2
06.2019 - 11.2021
Associate
N.M.Sangoi & Associates
10.2018 - 02.2020
Articled Assistant
Synthesis Group
08.2015 - 09.2018
Company Secretary(ICSI)
01.2015 - 12.2017
M.COM And B.COM(Mumbai University)
01.2015 - 12.2020
Chartered Accountant (ICAI)
01.2014 - 12.2018