Vijay Kumar Jayakumar
Regulatory Reporting Professional
Bengaluru
Summary
Steadfast Assistant Vice President having sound knowledge of EMEA Regulatory Transaction reporting particularly on EMIR and Mifid II. Knowledgeable about risks associated with regulatory requirements and successful strategies for maintaining optimal controls. Well-organized, proactive and adaptable to changing markets.
Overview
14
14
years of professional experience
3
3
years of post-secondary education
Work History
Assistant Vice President
Deutche Bank
Bangalore
01.2024 - Current
- Lead a team to deliver daily BAU and exception management tasks for EMIR Regulation
- Initiated and driven working groups focused on issue management
- Supported EMIR Refit project pre and post Go Live
- Identify Accuracy issues and raise remediation tickets for fix
- Develop process to monitor Pairing and Matching breaks on EMIR
- Raising Self identified issues as part of Control and governance framework
- Played a key role in Internal and External Audits
- Maintain relationships with internal stakeholders, business leads and technology partners
Senior Associate (AVP)
JP Morgan Chase
02.2022 - 01.2024
- Responsible for Business Analysis and Project Management for various EMEA Reg reports such as EMIR, Mifid, ASIC and MAS
- Field analysis on EMIR Refit program
- Business and Functional Requirement document (BRD,FRD) to arrive at functional requirements for various regulations
- Prepare data dictionaries across all EMEA regulations specifically for EMIR and Mifid II
- Perform user acceptance. regression tests on tech implementation and perform post production checks
- CAT Analysis on EMIR and Mifid II regulatory reports
- Identification and development of scripts to address issues relating to change and process improvement
- Production and Review of MI packs and Oversight Governance decks for management
- Demonstrated strong organizational and time management skills while managing multiple projects
Associate
JP Morgan Chase
02.2019 - 01.2022
- Monitor daily Regulatory submission to FCA and ESMA Regulators.
- Provide hands on Regulatory reporting across regimes including Mifid II, EMIR, ASIC, MAS.
- Develop best practices to govern and control regulatory reporting including validating current regulatory requirement
- Collaborate with Compliance to have periodic review of Regulatory reports
- Maintain relationships with key internal parties (Product, Technology, Operations, Ref data) to improve accuracy and quality of information for regulatory reporting
Team Leader
JP Morgan Chase
10.2016 - 01.2019
- Submission of daily Mifid transaction reports to regulators via ARM
- Perform and monitor day-to-day processing of Trade Operations functions including matching of Equity and Fixed Income Trades
- Liaising with middle office and brokers for trade confirmations and ensure smooth settlement.
- Validating data using Bloomberg to ascertain interest payment, holidays etc.
Senior Analyst
WNS Global Services
04.2015 - 10.2016
- Primary responsibility involves stock reconciliation for around 400 equity and fixed income.
- Supervising team of 4 members.
- Supporting Fund Manager Support team for stock holding queries.
- Liaising with Data management team to ensure Securities are setup appropriately and proper linkages are setup.
- Classification of trade breaks based on internal system and proactively working to get them resolved and affirmed.
- Liaising with tech teams to resolve all issues relating to accounting data.
Analyst
WNS Global Services
03.2013 - 03.2015
- Primarily worked on Stock Reconciliation between accounting system for client and it's counterparty
- Performing statement only reconciliations between Aladdin and Hiport.
- Reconciling income and corporate action breaks.
- Ensure timely completion of trade booking and exception resolution while maintaining existing client relationships and continuously acting on client feedback.
- Update of procedural documents and integration of key points on regular basis.
Analyst
Northern Operating Services Pvt. Ltd
09.2010 - 02.2013
- Reconciliation of static data amended by processing team on Fundmaster.
- Seek proper approvals for any amendments made on Fundmaster
- Provide EOD reports to management and to conduct bi-weekly error analysis.
- Conducting monthly feedback sessions on team’s performance and to provide different ideas to mitigate errors.
Education
Bachelor of Commerce -
Oxford College of Business Management
KA 08.2007 - 04.2010
Skills
- MS Office
Data Analysis
Training and Development
Process Improvement
Transitions
Risk Management
Timeline
Assistant Vice President
Deutche Bank
01.2024 - Current
Senior Associate (AVP)
JP Morgan Chase
02.2022 - 01.2024
Associate
JP Morgan Chase
02.2019 - 01.2022
Team Leader
JP Morgan Chase
10.2016 - 01.2019
Senior Analyst
WNS Global Services
04.2015 - 10.2016
Analyst
WNS Global Services
03.2013 - 03.2015
Analyst
Northern Operating Services Pvt. Ltd
09.2010 - 02.2013
Bachelor of Commerce -
Oxford College of Business Management
08.2007 - 04.2010
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