VIKAS RAWAT
Risk Manager
Vikhroli
Summary
Experienced and detail-oriented Risk Management professional with a strong background in Investment risk, Portfolio risk assessment, and regulatory compliance. Proven ability to lead investment committee processes, conduct in-depth fund performance reviews, and implement SEBI/AMFI guidelines. Adept at collaborating with senior stakeholders and delivering actionable insights to support strategic decision-making.
Overview
9
9
years of professional experience
3
3
Certifications
Work History
Manager
Aditya Birla Sun Life Mutual Fund
12.2023 - Current
- Coordinated Investment Committee (IC) meetings by preparing agendas, analytical reports, actionable items, and minutes; ensured timely communication with stakeholders.
- Leading the monthly evaluations of underperforming Aditya Birla Mutual Fund schemes and facilitated review meetings with Fund Managers and CIO, delivering strategic insights.
- Conducted detailed portfolio attribution analysis, including factor-based attribution with commentary, for equity-oriented Mutual Fund schemes.
- Performing stress testing and liquidity assessments to evaluate portfolio resilience and sustainability.
- Reviewing and developing internal policies periodically; ensured prompt implementation of regulatory circulars issued by AMFI and SEBI.
- Identified and assessed key risks associated with new products and processes; delivered ad-hoc reports to support decision-making.
Assistant Manager
Motilal Oswal Mutual Fund
09.2021 - 11.2023
- Coordinating IC meetings by preparing agendas and presentations in accordance with company policy; documented actionable items and minutes, and ensured timely distribution to stakeholders.
- Conducted in-depth analysis of liquidity, concentration, and performance risks across all business segments to support risk mitigation strategies.
- Developed comprehensive analytical reports for Mutual Fund (MF), Portfolio Management Services (PMS), and Alternative Investment Fund (AIF) schemes. Peer competition and industry-wide analysis for MF and PMS to identify competitive positioning and performance trends.
- Performed stress testing, and calculated liquidity ratios for fixed income schemes. Issuer-wise exposure limits and tracked credit rating changes, including downgrades and upgrades, to manage credit risk.
- Implemented regulatory circulars issued by SEBI and AMFI, ensuring timely and accurate compliance across relevant departments.
- Reviewed and updated internal policies within defined timelines to align with evolving regulatory and operational requirements.
- Delivered daily, monthly, and ad-hoc reports to Fund Managers and the CEO, providing actionable insights for strategic decision-making.
Assistant Manager
L&T Mutual Fund
03.2019 - 09.2021
- Coordinated IC and Risk Management Committee meetings, including agenda setting, report preparation, and documentation of actionable items and minutes.
- Delivered comprehensive fund performance analysis across equity and fixed income schemes, including portfolio attribution, liquidity assessment, and peer benchmarking.
- Conducted stress testing, concentration risk evaluations, and market risk monitoring to ensure portfolio resilience and regulatory compliance.
- Oversaw trade monitoring and keeping track record of downgrades & upgrades.
- Facilitated internal audits by supporting risk-related processes, enabling efficient and effective execution of audit procedures.
- Collaborated cross-functionally with investment teams, operations, compliance, IT, and trading desks to support integrated risk and investment processes.
Assistant Manager
ICICI Prudential AMC
12.2017 - 01.2019
- Assessed client profiles, particularly High Net-Worth Individuals (HNIs), to recommend tailored financial products aligned with their investment objectives.
- Conducted mutual fund scheme analysis and guided clients in making informed investment decisions.
- Delivered personalized investment advisory services to optimize portfolio performance and meet client expectations.
- Maintained high standards of client servicing to foster trust and long-term relationships.
Trainee (Internship)
Motilal Oswal Securities Limited
05.2016 - 06.2016
- To do market research of financial products and Empanelment of Independent Financial Advisors (IFA) based on eligibility criteria decided by the company and supporting IFA’s for joint meetings for Financialand third-party products.
Education
MBA - Finance
Rizvi Institute of Management Studies & Research
Mumbai06-2017
Bachelor - Financial Market
K.E.S Shroff College of Arts & Commerce
Mumbai04-2014
Skills
- Bloomberg
- MSCI Barraone
- ICRA-MFI
- Miles Fundware
- Quantis
Certification
Financial Modelling: By EduPristine
Accomplishments
Automated daily and monthly reports at Motilal Oswal Mutual Fund which reduce the report completion time by 80% and enabling the team to deliver the reports ahead of schedule.
Timeline
Manager
Aditya Birla Sun Life Mutual Fund
12.2023 - Current
Assistant Manager
Motilal Oswal Mutual Fund
09.2021 - 11.2023
Assistant Manager
L&T Mutual Fund
03.2019 - 09.2021
Assistant Manager
ICICI Prudential AMC
12.2017 - 01.2019
Trainee (Internship)
Motilal Oswal Securities Limited
05.2016 - 06.2016
MBA - Finance
Rizvi Institute of Management Studies & Research
Bachelor - Financial Market
K.E.S Shroff College of Arts & Commerce
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