Summary
Overview
Work History
Education
Skills
Career Highlights
Educational Internships
Declaration
Timeline
Generic

Vinay Kumar A

Compliance Quality Assurance Analyst
Hyderabad

Summary

An Organized and dependable professional with over 10 years of experience in Compliance, Customer Due Diligence, Banking Operations, US Taxation & Federal Agency Notices. Experienced and diligent Specialist adept at coordinating and successful at managing multiple priorities with a positive attitude.

Overview

11
11
years of professional experience
3
3
years of post-secondary education

Work History

Quality Assurance Analyst

JP Morgan Chase & Company
04.2024 - Current
  • Led Employee Compliance in Personal Account Disclosure, ensuring strict regulatory adherence and minimizing compliance risks.
  • Cross-trained and managed Trade, Voice, and E-Com surveillance streams, showcasing versatile expertise across multiple compliance domains.
  • Promoted from Quality Analyst to Quality Controller within a year, overseeing quality assurance for all streams with excellence.
  • Streamlined processes and implemented best practices, improving efficiency and accuracy across surveillance operations.
  • Collaborated with stakeholders through regular meetings to share insights and align compliance strategies with business goals.
  • Delivered data-driven insights that informed policy updates and strengthened overall risk management frameworks.

Sr. CDD Analyst

HSBC
07.2021 - 04.2022
  • Executed end-to-end quality checks on IDVA and KYC remediation, ensuring compliance with internal policies and regulatory standards.
  • Conducted risk-based reviews and remediation for business and consumer accounts aligned with compliance requirements.
  • Investigated suspicious entities using LexisNexis and World-Check to support enhanced due diligence.
  • Identified and escalated critical discrepancies to relevant teams for prompt resolution.
  • Analyzed quality metrics to highlight process gaps and drive continuous improvement.
  • Delivered actionable MI reports to stakeholders, enabling data-driven decision-making.

Customer Service Executive

HSBC
10.2014 - 05.2016
  • Managed Customer Due Diligence (CDD) and ISA Payments & Transfers for UK clients in compliance with regulatory standards.
  • Conducted periodic KYC reviews based on risk ratings, ensuring alignment with internal compliance policies.
  • Maintained accurate and up-to-date CDD records to support ongoing regulatory adherence.
  • Identified and resolved KYC/AML documentation gaps in line with audit and legal requirements.
  • Verified client data using public registries, regulatory databases, and third-party tools like LexisNexis.
  • Performed PEP, sanctions, and adverse media screening using World-Check and open-source intelligence.

Due Diligence Analyst (Client Outreach)

Wells Fargo
10.2019 - 07.2021
  • Performed due diligence on individuals, entities, charities, and trusts based on risk ratings.
  • Applied knowledge of OFAC, CIP, KYC, and transaction monitoring to ensure regulatory compliance.
  • Partnered with Relationship Managers and business units to assess and resolve unusual customer activity.
  • Analyzed customer profiles and transactions using internal systems and public sources to identify suspicious behavior.
  • Maintained quality standards through compliance checks and feedback loops to enhance process effectiveness.
  • Drafted concise reports and escalated cases through SAR submissions for regulatory review.

Senior Process Associate

ADP
11.2016 - 06.2019
  • Led end-to-end client onboarding with document verification using internal tools and sources like DUNS# and ADPO.
  • Resolved aging reports by prioritizing high-value, long-pending invoices through focused compliance checks.
  • Coordinated with U.S. Government Agencies (e.g., IRS) to resolve discrepancies in client business accounts.
  • Addressed client queries and payroll-related notices, ensuring timely and compliant responses.
  • Managed accurate filing and remittance of payments to Federal Agencies, maintaining full regulatory compliance.


Education

Bachelor of Arts - Business Management

Amrita Vishwa Vidhyapeetham University
Kerala
06.2010 - 05.2013

Skills

Leveraging AI (Prompts)

Tax issue identification & Tracer review expertise

Quality Checker/ Process Trainer

Career Highlights

  • Winner of the Prompt-a-thon Challenge, showcasing creative problem-solving, rapid ideation, and innovation in AI prompt engineering and application.
  • Honored with the Blue Ribbon Quality Award, recognizing top-tier performance, quality excellence, and commitment to continuous improvement.
  • Recipient of Quarterly Quality Award for consistently exceeding quality benchmarks and demonstrating exceptional attention to detail.
  • Received best performance award for consistent performer (Monthly & Quarterly).
  • Recognized by management for meeting my targets as well as exceeding all the parameters consistently.
  • Recognized by the clients, region and agencies on my pro-activeness in resolving the escalations within the SLAs.

Educational Internships

Human Resources Intern - PepsiCo (April- June 2012) Hyderabad :-

  • As an Intern, assisted Human Resources and Recruiting Teams by scheduling on-site interviews and planning recruitment related events.
  • Maintained and scheduled complex calendars.
  • Assisted with meetings and presentations within company.

Declaration

I hereby declare that all the information provided by me in this application is actual and correct to best of my knowledge.


(Vinay Kumar A)

Timeline

Quality Assurance Analyst

JP Morgan Chase & Company
04.2024 - Current

Sr. CDD Analyst

HSBC
07.2021 - 04.2022

Due Diligence Analyst (Client Outreach)

Wells Fargo
10.2019 - 07.2021

Senior Process Associate

ADP
11.2016 - 06.2019

Customer Service Executive

HSBC
10.2014 - 05.2016

Bachelor of Arts - Business Management

Amrita Vishwa Vidhyapeetham University
06.2010 - 05.2013

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Vinay Kumar ACompliance Quality Assurance Analyst