Dynamic leader with a proven track record at SS&C Technologies, adept in Collateral Management and enhancing team productivity. Excelled in resolving high-risk financial discrepancies and spearheading process improvements. Skilled in effective communication and team collaboration, consistently achieving operational excellence and risk mitigation.
Overview
12
12
years of professional experience
Work History
Manager
SS&C Technologies
Gurgaon
02.2022 - Current
Managed Fails, Unmatched, and FX reports, ensuring timely resolution and risk mitigation.
Handled Collateral Management, including margin calls and daily variation margin calculations.
Prepared daily memos and expedited payments with Treasury within set deadlines.
Resolved unmatched trades by liaising with counter-parties in high-risk markets.
Ensured failed trades were resolved within five days, reducing financial losses.
Addressed Buyin emails promptly to prevent operational and regulatory issues.
Led weekly client calls, analyzed feedback, and drove process improvements.
Optimized team attendance and leave schedules to ensure seamless operations.
Utilized data analytics tools to prepare portfolio reports highlighting key insights.
Conducted internal control evaluations and prepared audit reports for management.
Implemented process improvements to enhance efficiency in accounting and reporting.
Managed equity positions and reconciliations for EMEA and US markets using IntelliMatch.
Built strong relationships with stakeholders to ensure seamless collaboration.
Addressed firm out-of-balances (FOB) and reconciled portfolios effectively.
Facilitated pre- and post-settlement processes, ensuring regulatory compliance.
Supervised clearing and stock settlement for equities and fixed income instruments.
Mentored new staff and maintained comprehensive SOP documentation for consistency.
Supervised team members, conducting capacity planning, work allocation, job rotations, and regular performance evaluations in order to maximize team productivity and effectiveness
Senior Associate
Bank Of America
Gurgaon
04.2013 - 12.2016
Oversaw the on-boarding process for AMRS clients across multiple business lines.
Conducted client entity verification using government and third-party sources like FINRA, SEC, and FSA.
Researched counterparty hierarchies using Bloomberg, Reuters, and MINT for accurate data updates.
Validated broker-dealer accounts and cross-checked MPID against Trace systems.
Reviewed Tax Forms (W-8, W-9) to ensure compliance with FATCA regulations.
Led a global team managing client on-boarding and daily operations, ensuring timely issue resolution.
Collaborated with Middle and Front Office teams to manage corporate action events seamlessly.
Conducted 4-EYE checks and monitored processes to identify and implement improvements.
Provided reporting and guidance on Dodd-Frank compliance programs and client adherence.
Partnered with Compliance teams globally to standardize regulatory practices and policies.
Education
B.com - Management and Finance
IEC University
Shimla
06.2019
Certification in Derivatives -
Stratadigm
09-2016
Certification in Global Markets -
Stratadigm
09-2015
Skills
Responsive to New Challenges
Rapid Skill Acquisition
Effective Team Collaboration
Effective Communication
Proficient Time Management
Proficient Team Leader
Timeline
Manager
SS&C Technologies
02.2022 - Current
Senior Associate
Saxo India Private Limited
12.2016 - 01.2022
Senior Associate
Bank Of America
04.2013 - 12.2016
B.com - Management and Finance
IEC University
Certification in Derivatives -
Stratadigm
Certification in Global Markets -
Stratadigm
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