Vipin Sharma
Mumbai
Summary
Leader with extensive experience and proven ability to deliver outstanding results through others. Led and set-up team in KYC and other projects. Worked with cross-functional teams and stakeholders across internal (Tech, Legal, Risk & Compliance, Traders, Middle and Front Office) & external teams (vendors) to resolve business problems and escalations. Led and managed large-sized teams and people initiatives such as manpower planning, setting individual ad team objectives, performance appraisal, training, meeting SLAs, controlling attrition, leading, mentoring and career development of team members. Led and managed vendor within KYC space and reference Data for corporate and investment banking divisions. Strategic planning and formulation, process reengineering and transformation across multiple functions. Worked across globe and multiple time-zones.
Overview
18
18
years of professional experience
Work History
Manager
BNP Paribas India Solutions Pvt. Ltd.
02.2022 - Current
- Team’s management, Audit and Governance, Hiring and Vendor Management, Trajectory and capacity planning for book of work (BOW)/ Project management, SLA and Business continuity plan (BCP), Data analytics and Management
Associate Operation Lead
Deutsche Bank India (DBOI)
06.2020 - 02.2022
- Team’s management productivity, quality, challenges and learning development, Change management (Job aid) and KPI’s, Audit, Governance calls, dashboard (MIS) to management and stakeholders, Projection and capacity planning for book of work (BOW)/ Project management, Adherence of mandatory training, feedback and surveys are timely completed, Data analytics and Management & regulatory reporting, Liaising with the AFC, CLM and Business for projects, Vendor management, Capacity utilization and access management
Employee
UBS services India Pvt. Ltd (UBS AG)
06.2018 - 06.2020
- Team mentoring and client’s KYC profile review for gap analysis and client outreach, Bringing ideas and participating in efforts to further improve and streamline the process, Stakeholder management and escalations, Liaison with Compliance Department and senior management within Business units supported, End to end management of client KYC process across the business, compliance and operations, Maintaining essential reports for management and stakeholders
- (NRD and Consequence’s report), Strong work ethic & attention to details of KYC records
Analyst (Assistant Manager)
JP Morgan Chase & Co.
07.2016 - 06.2018
- Global KYC Risk and Compliance (Investor Relations & Transfer Agency), Team performance and productivity report, Change management and job aid to streamline the process, Track record of KYC renewal, remediation, and book of work (BOW), Review of Sanction, VBA, Negative News and PEP escalation, Quality and measure to improve productivity of team, Calibration call with QC team of sampled cases and response, Weekly metrics and MIS and other management reporting, PMP and learning & development for team
Stream Lead
Mphasis Ltd.
08.2014 - 07.2016
- Handled team for AML & KYC for global clients, QC and audits of KYC record completed by team members as per regulations (Country/Regulatory requirements), Thematic and RCA analysis on feedback received from business partners and QA, Maintaining report of team’s productivity and quality, Mentoring and training on process updates, Dashboards and management reports
Credit, Income & Asset Analyst
Altisource Services India Pvt. Ltd.
10.2012 - 07.2014
- Review of loan packages and ensure that loans are underwritten as per State, Industry and Client Guideline, Review of credit report, income and asset documents, Review of property appraisal and listing report, Review of Title document for any liens/judgment shown and accurate vesting information, Ensure loans are in accurate bucket within TAT
CPA
ICICI Home Finance Ltd.
05.2010 - 06.2011
- MIS and Counselors code creation, Provision of income and income booking, Ageing and NPA, Booking of Tax Deducted at Source (TDS) and Service Tax (ST), Preparing channel partners share (Group Companies) and payment processing, Preparing outstanding data of income booked and payment received, Preparing payment request memo (PRM) for customer
CPA
ICICI Home Finance Fixed Deposit
05.2009 - 04.2010
- Account opened MIS and Transaction memo passed for funding, Clearance of payment made through instrument (cheque), Scheme details & value date, Opening FD (Fixed Deposit) through finacle core banking solution
CPA and Operations
ICICI Bank Ltd.
05.2006 - 04.2009
- Feedback analysis to improve services provided by retail and asset branches (PAN India), Evaluation of performance of branch officer for customer handling skill, policy and product knowledge, Mentoring and Coaching
Team Member
Bank Of America
06.2011 - 08.201
- Filing Initial and Final Claim to the investors for the expenses incurred during the foreclosure process using various application authorized by bank from investor (FNMA), Connect with attorney, Validation of opportunity utilized by borrower prior to foreclosure
Education
Bachelors of Commerce - Accounts and Taxation
Mumbai University
Skills
Contract Management
undefinedFunctional Knowledge
- Global AML/KYC- Programs for onboarding, Periodic review and offboarding
- BOW and resources planning
- Operation management and reporting
- Regulatory Audit and Risk management
- Escalation and control measures
- Change management
- Analytics and Data Management
- Vendor management
- Quality control
- Client Account Management
Personal Information
- Date of Birth: 01/01/84
- Marital Status: Single
Timeline
Manager
BNP Paribas India Solutions Pvt. Ltd.
02.2022 - Current
Associate Operation Lead
Deutsche Bank India (DBOI)
06.2020 - 02.2022
Employee
UBS services India Pvt. Ltd (UBS AG)
06.2018 - 06.2020
Analyst (Assistant Manager)
JP Morgan Chase & Co.
07.2016 - 06.2018
Stream Lead
Mphasis Ltd.
08.2014 - 07.2016
Credit, Income & Asset Analyst
Altisource Services India Pvt. Ltd.
10.2012 - 07.2014
Team Member
Bank Of America
06.2011 - 08.201
CPA
ICICI Home Finance Ltd.
05.2010 - 06.2011
CPA
ICICI Home Finance Fixed Deposit
05.2009 - 04.2010
CPA and Operations
ICICI Bank Ltd.
05.2006 - 04.2009
Bachelors of Commerce - Accounts and Taxation
Mumbai University
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