Summary
Overview
Work History
Education
Skills
Timeline
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Vishal Pratap Singh

Regulatory Compliance
Bengaluru,KA

Summary

Organized and self-motivated individual with experience in Banking, Digital marketing, Regulatory Compliance with excellent communication skills, Practical problem solver and effective collaborator in diverse team environment, Seeking an available position where hard work receives recognition.

Overview

7
7
years of professional experience
1
1
Language

Work History

Investigation SME

J P MORGAN CHASE & Co
06.2022 - Current
  • Investigate and assess alerts for potential money laundering risks in the Bank. Ensure efficient identification and monitoring of suspicious activities and transactions. Ensure timely, efficient reporting of suspicious transactions to AML Compliance Officer and the Financial Intelligence.
  • AML investigation workflows and case management, KYC/CIP/CDD, correspondent banking, transaction monitoring, and suspicious activity reporting
  • Collect and document data, including: alerting activity, account information, transactional data, various bank records, and any other required information.
  • Review and analyze underlying data gathered and compare to the escalation criteria to assess whether the alert should be recommended for escalation or to be closed with no further action.
  • Worked on Quality Check & Assurance, KYC, Regulatory Compliance Operations, EDD, SAR (Suspicious Activity Report), Anti-Money Laundering

Analyst

Accenture
04.2021 - 02.2022
  • Worked on Know your Customer (KYC), Anti money laundering (AML) Regulatory Operations for Bank of America experience along with ECDD/OCDD
  • Engaged with Quality Assurance, Vendor partners, Legal and Compliance teams to discuss key process updates and clarify questions
  • Process of screening individuals, entities, transactions against lists of sanctioned or restricted parties. Sanctions screening

Retail-Digital Sales & Marketing

Dee Pee Departmental
12.2019 - 1 2021
  • Trained new hires on company policies, procedures, and best practices to optimize performance.
  • Analyzed sales data and trends to identify areas of improvement and implement necessary changes for growth.
  • Exceeded sales targets through effective upselling techniques and product knowledge sharing with customers.

Process Associate

Genpact Ltd
01.2019 - 11.2019
  • Worked for GE Healthcare finance
  • Credit Risk Assessment for Loans Advancements to bankrupt Healthcare Facilities
  • Ensuring compliance with applicable local and global regulatory and policy requirements


Retail Sales

Dee Pee Departmental
11.2017 - 12.2018
  • Trained new hires on company policies, procedures, and best practices to optimize performance.
  • Analyzed sales data and trends to identify areas of improvement and implement necessary changes for growth.
  • Exceeded sales targets through effective upselling techniques and product knowledge sharing with customers.

Education

10th High School -

Brooklyn School
Dehradun, India

12th Intermediate -

Brooklyn School
Dehradun, India

B.Com -

University of Delhi
New Delhi, India

Masters in Economics -

University of Delhi
New Delhi, India
06.2017

Certified Business Analyst -

Intellipaat
04.2001 -

Skills

    MS-Excel

    ERP- SAP

    SQL

    Tableau

    Agile

    Alteryx

    Pega Rules

    Salesforce

    Siebel

Timeline

Investigation SME

J P MORGAN CHASE & Co
06.2022 - Current

Analyst

Accenture
04.2021 - 02.2022

Retail-Digital Sales & Marketing

Dee Pee Departmental
12.2019 - 1 2021

Process Associate

Genpact Ltd
01.2019 - 11.2019

Retail Sales

Dee Pee Departmental
11.2017 - 12.2018

Certified Business Analyst -

Intellipaat
04.2001 -

10th High School -

Brooklyn School

12th Intermediate -

Brooklyn School

B.Com -

University of Delhi

Masters in Economics -

University of Delhi

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Vishal Pratap Singh Regulatory Compliance