Summary
Overview
Work History
Education
Skills
Additional Information
Certification
Timeline
Generic

CA Vishal Garg

New Delhi

Summary

Dynamic audit professional with extensive experience at PWC, adept at managing complex financial audits for high-profile clients like JP Morgan. Proven track record in risk assessment and compliance, coupled with strong stakeholder communication skills. Expertise in financial statement analysis and a commitment to enhancing audit quality through mentorship and collaboration.

Overview

6
6
years of professional experience
1
1
Certification

Work History

Associate 3

PwC
11.2023 - Current
  • Planned and executed audits for financial statements of Asset Management Companies, managing end-to-end processes including risk assessment, audit strategy development, walkthrough, and testing in accordance with PWC global audit methodology.
  • Prepared audit documentation for Completion EGAs, including detailed review of subsequent events, related party disclosures, and obtaining management representation letters, while escalating critical issues to the onshore team for timely resolution.
  • Independently handled multiple client engagements, ensuring quality and timeliness of deliverables under strict deadlines by maintaining regular communication with onshore teams.
  • Led testing of Financial Highlights, verifying year-over-year data accuracy and ensuring alignment with audited financial statements and regulatory requirements.
  • Finalized Financial Statements by validating cross-references, checking mathematical accuracy, and ensuring internal consistency across notes and disclosures.
  • Performed Substantive Testing for key audit areas such as Capital Contributions & Distributions, Cash Flow Statements, Management Fees, and Transfer Testing, while verifying allocation of income and expenses across multiple funds.
  • Applied data-driven procedures to validate allocation testing from the master fund to underlying feeder funds, ensuring appropriate application of fund accounting principles and investor allocations.
  • Executed FS tie-outs by comparing draft financials to source documents and audit evidence, ensuring accurate disclosure and presentation as per applicable GAAP/IFRS standards.
  • Collaborated closely with cross-functional teams, contributing to audit planning discussions, issue resolution meetings, and helping in setting client expectations throughout the engagement cycle.
  • Mentored junior staff and new joiners, guiding them through engagement-specific tools, documentation protocols, and best practices to maintain audit quality standards.
  • Performed control testing and walkthrough, documenting the design and operational effectiveness of key controls and identifying gaps for remediation.
  • Executed FS tie-outs by comparing draft financials to source documents and audit evidence, ensuring accurate disclosure and presentation as per applicable GAAP/IFRS standards.
  • Collaborated closely with cross-functional teams, contributing to audit planning discussions, issue resolution meetings, and helping in setting client expectations throughout the engagement cycle.

Consultant

L.E.Corporate Consultants
01.2023 - 09.2023
  • Streamlined inventory management processes, reducing waste and ensuring optimal stock levels were maintained.
  • Established strong relationships with key stakeholders, facilitating effective communication across departments and teams.
  • Participated in compliance reviews and business setup support, securing GST, FSSAI, and other licenses, and ensuring businesses met legal and statutory requirements.
  • Assisted clients in financial forecasting and bank loan documentation, reviewing projected financials for accuracy and compliance with financial covenants.

Articled Assistant

HK & Co.
New Delhi
03.2019 - 04.2022
  • Prepared detailed journal entries to accurately record transactions, improving internal controls and transparency.
  • Prepared reports and materials to assist with audits.
  • Conducted internal audit assignments identifying control weaknesses and providing recommendations for improvement, leading to strengthened financial systems.
  • Reconciled statements to resolve discrepancies.
  • Enhanced client satisfaction by providing timely and accurate financial reports.
  • Ensured compliance with regulatory requirements through meticulous attention to detail and consistent application of accounting standards.

Education

CA -

ICAI
New Delhi
06-2023

B.Com -

Maharshi Dayand University
New Delhi
01-2017

Skills

  • Time management
  • Relationship building
  • Client engagement
  • Leadership qualities

Additional Information

  • JP Morgan
  • Bain Capital
  • Alcion Ventures
  • Prospect Funds
  • Deerpath Capital Management

Certification

  • Orientation Programme – ICAI
  • Information Technology Training (ITT) – ICAI
  • Advanced ITT – ICAI
  • Management & Communication Skills (MCS) – ICAI
  • Advanced MCS – ICAI

Timeline

Associate 3

PwC
11.2023 - Current

Consultant

L.E.Corporate Consultants
01.2023 - 09.2023

Articled Assistant

HK & Co.
03.2019 - 04.2022

CA -

ICAI

B.Com -

Maharshi Dayand University

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CA Vishal Garg