Vivek Kumar
Summary
A competent individual with over 13 years of experience in Financial Crime Compliance and Banking Operations. At present, I am working with Genpact as an Assistant Manager in FCC operations for one of the UK-based, and one of the US-based investment banks. Experienced in transaction monitoring and risk analysis.
Overview
14
14
years of professional experience
Work History
Assistant Manager
Genpact
04.2023 - Current
- Currently, I am working for a UK- and US-based investment bank and managing transaction monitoring work.
- We have to identify the customers' SOW and mitigate the incoming and outgoing transaction activities.
- In the TM process, we are reporting unusual client activities that might be related to money laundering and if client team found unusual activities then they file SAR.
- Review and analyses account for risk, based on recent activity and known fraud trends.
- Worked as an SME and provided SME support and feedback to the newly joined team member.
- Managing the weekly production tracker for all the team members and preparing a deck of data.
- In the absence of my manager, I am the person who takes care of the team and is responsible for all the queries and support.
Management Trainee
Genpact India
12.2019 - 03.2023
- Working on a UK-based transaction monitoring process.
- Identify the customer's SOW in an open web search, and mitigate the alert based on the customer's SOW and transaction activities.
- Performed sanctions screening and PEPs identification.
- Mitigating or calling out true hits for AML adverse concerns.
- Performing appropriate and confidential handling of sensitive information.
- Manage the leave tracker for all the team members.
- Created and revised procedures, checklists, and job aids to reduce error disputes.
Process Developer
Genpact India
02.2012 - 11.2019
- Supporting US Bank (Wells Fargo Bank) in processing ATM debit card claims.
- Work on fraudulent transaction activities.
- Work on the same-day TAT process to close unauthorized transactions and credit or debit the customers' account through GL entries.
- Allocating the volume and doing QC for new hires.
- Providing NHT to new joiners.
- Supporting the inline manager with productivity and ad-hoc reports.
Education
Bachelor of Arts -
Delhi University
03-2012
Intermediate
Sarvodaya Vidyalaya
Skills
- Transaction monitoring
- Risk analysis
- Fraud detection
- Sanctions screening
- Report generation
- Compliance management
- Team leadership
- Quality control
- Problem solving
- Training and mentoring
- Staff supervision
- Team building
Languages
English
First Language
Punjabi
Beginner
A1
Hindi
Beginner
A1
Professional Skills
- Working knowledge of MS Office
- Working knowledge of Actimize, AUI, T-sett, and Appian
- Good in mathematical and analytical abilities
Timeline
Assistant Manager
Genpact
04.2023 - Current
Management Trainee
Genpact India
12.2019 - 03.2023
Process Developer
Genpact India
02.2012 - 11.2019
Bachelor of Arts -
Delhi University
Intermediate
Sarvodaya Vidyalaya