YATIN GULATI

AML/KYC professional with 6+ years of strong track record in regulatory compliance, risk assessment, and due diligence. Adept at identifying suspicious activities, analyzing complex financial data, and ensuring adherence to regulatory standards. Valued team player known for effective collaboration, problem-solving, and adaptability in dynamic environments. Skilled in customer verification, transaction monitoring, and maintaining accurate records. Recognized for strong analytical skills and unwavering focus on achieving results.

• Complete analysis of transactional information to identify risk, trends and potential wary activity.
• Performed the required KYC screenings on customers,documenting the information obtained on the client's as required by global KYC procedures.
• Ensuring compliance with all AML laws, regulations, guidelines, written procedures; OFAC, CIP, KYC, customer/transaction monitoring.
• Effectively conducted AML /KYC formality reports on questionable accounts and transactions.
• Improved and implemented customer risk rating criteria with KYC management and procedure for both consumer and corporate customer.
• Assisted in the handling of informational requests submitted under the USA Patriot Act.
• To eliminate wires or non-wires or Cash transactions according to different scenario through deep research of each and every wire transacting in different countries whether high risk country or non-high risk countries in Mantas Application.
• To initiate investigative procedures in case of suspicious transactions in customer's accounts or negative information found related to AML (PEP/NN, Alert Elimination), Terrorism Financing and Fraud.
• To communicate with other departments in order to clear Compliance related to customer's transactions.
• To ensure that TATs are met for all investigation
• Performs quality assurance review in accordance with AML policies and departmental procedures within established timeframes.
• Produces reports containing quality assurance results and associated metrics using established procedures.
• Maintains current knowledge of regulations applicable to the business, any business changes as well as pertinent internal regulatory policy and procedural changes.

• Sound Knowledge on MS Windows, MS Word, MS Excel, MS Power Point
• Hands on experience in Basic Internet Operations.

C2 502 Mapsko Casabella

Sec 82 Gurugram

• Date of Birth: 11/19/90
• Gender: Male