Ujjawala Tandon
Analyst
Gurugram
Summary
Analyst seeking an opportunity to excel in the career path by learning continuously with an intent of contributing to the organization.
Overview
3
3
years of professional experience
6
6
years of post-secondary education
2
2
Certifications
3
3
Languages
Work History
Compliance Analyst
Gerson Lehrman Group
Gurugram
12.2021 - Current
- Conducting in-depth research on various topics using
proprietary databases and/or public domain by understanding
the scope of engagements. - Reviewing and evaluating the completeness, accuracy and
appropriateness of an engagement and identifying compliance concerns that required follow ups or investigation. - Carrying out primary research with related parties and industry
bodies to validate the best fitment by enhancing the market insights of the details of the project. - Conducting secondary research on industry/company sources
to gain better understanding of project landscape globally. - Reviewing and analyzing projects to identify potential risks
from a compliance perspective and finding the appropriate
experts. - Evaluating the adequacy of internal control framework in addressing risks and accomplishing the company’s goals and
objectives. - Providing periodic updates to stakeholders on various compliance related initiatives. Supporting senior team members on all aspects of compliance engagements.
- Engaging with client service professionals daily to understand their needs and provide exceptional service.
Analyst
RBS Services India Private Limited (Natwest Group)
Gurugram
05.2019 - 10.2021
- Performing qualitative analysis of documents sent by customers applying for Power of Attorney in accordance with the requirements specified by the UK Financial Regulatory bodies.
- Handling complaints, escalations and ad-hoc requests from the customers and co-ordinating with the on-shore team for the same.
- Performing pre-checks to prevent financial frauds.
- Performing KYC/AML screening in the customer due diligence as per regulatory norms.
- Liaising with the various internal departments to provide support in different business processes and implementing new ideas to improve the customer service journey.
- Optimizing core processes to improve business performance and operational agility.
Education
BBA - Foreign Trade
University of Petroleum And Energy Studies
Dehradun 07.2015 - 11.2018
Erasmus Exchange Program -
University of Maribor
Slovenia 09.2017 - 02.2018
Class 12th -
St. Mary’s Senior Secondary School
Moradabad 04.2014 - 03.2015
Class 10th -
St. Mary’s Senior Secondary School
Moradabad 04.2012 - 03.2013
Skills
Due Diligence
Fraud Investigation
Risk Mitigation
AML
SQL and Excel
Tableau
Certification
Google Analytics for Beginners, Google
Accomplishments
- Awarded for Academic Excellence for securing highest marks in Economics and Business Studies (95 marks) in class 12th boards and 10 CGPA in class 10th boards at school level.
- Selected amongst 450 students ‘International Student Exchange’ under ERASMUS program to pursue 5th Semester at University of Maribor, Slovenia (Sept 2017 – Jan 2018).
- Represented school and won awards in various competitions (like declamation, dance, singing and recitation) and in sports (volleyball, kho-kho and skating).
- Participated and organized various events (like International Conference on Management of Infrastructure (ICMI) at UPES) and volunteered for social work at university and school level.
Timeline
Compliance Analyst
Gerson Lehrman Group
12.2021 - Current
Analyst
RBS Services India Private Limited (Natwest Group)
05.2019 - 10.2021
Erasmus Exchange Program -
University of Maribor
09.2017 - 02.2018
BBA - Foreign Trade
University of Petroleum And Energy Studies
07.2015 - 11.2018
Class 12th -
St. Mary’s Senior Secondary School
04.2014 - 03.2015
Class 10th -
St. Mary’s Senior Secondary School
04.2012 - 03.2013