AMAN OBEROI
Assistant Vice President
Delhi
Summary
Experienced Risk, Controls and Assurance professional with nearly 10 years in financial services and professional services. Specializes in financial reporting controls, SOX compliance, risk assessment, and control testing. Proven skills in governance, remediation of control deficiencies, and regulatory reporting, driving process transformation and enhancing control frameworks.
Overview
10
10
years of professional experience
Work History
Assistant Vice President
HSBC
07.2025 - Current
- Perform internal controls and SOX testing, conducting walkthroughs with stakeholders to understand end-to-end activities, applying a structured and risk-based approach to assess controls across business processes. Identify key risks, control dependencies, and evaluate opportunities to strengthen the control environment.
- Contribute to risk frameworks and compliance strategies; collaborate with business stakeholders and subject-matter specialists to investigate control gaps, carry out site reviews supporting regulatory and financial controls, and provide practical remediation aligning with applicable regulations and accounting standards.
- Communicate observations and improvement opportunities to stakeholders to support governance, control effectiveness, and risk management.
Assistant Manager
Grant Thornton Bharat LLP
02.2023 - 07.2025
- Led a process optimization and re-engineering engagement for a fintech client, engaging senior management to understand end-to-end revenue recognition and payout processes. Identified process pain points to reduce errors through process redesign and automation, translating opportunities and observations into practical improvement recommendations.
- Supported a UK-based financial services client in financial transformation by analyzing financial reporting processes, systems, and data infrastructure while engaging with actuaries, finance professionals, and cross-functional teams to streamline processes, improve data accuracy, and reporting effectiveness.
- Led initiatives to improve data management systems, ensuring the accuracy and accessibility of required information for reporting purposes, which streamlined regulatory reporting processes for improved efficiency and accuracy while submitting required reports.
Audit Senior
KPMG Global Services
01.2017 - 03.2022
- Designed and executed end-to-end audit approaches to identify and address risks across financial statement captions.
- Executed controls testing, tests of details, and substantive procedures with Audit Managers and Partners, documenting conclusions to meet professional standards.
- Prepared quality-control workpapers and supported consistent audit documentation, controls testing and audit-program execution.
- Coordinated client updates, deliverables, and queries while delegating and reviewing team members’ work to ensure quality and timely engagement delivery.
- Developed quality-control workpapers and ensured consistent audit documentation, controls testing, and execution of audit programs.
Audit Senior
Mazars UK
02.2021 - 02.2022
- Led subsidiary audit activities in collaboration with Senior Managers and Partners, covering significant financial statement areas including intangible assets and decommissioning provisions.
- Conducted detailed audit testing and assessed supporting evidence, risks, and controls to ensure compliance with auditing standards.
- Delivered weekly client updates and monitored prepared-by-client (PBC) deliverables, audit queries, and outstanding matters to facilitate timely audit completion.
- Created group audit instructions for US auditors and coordinated walkthroughs and process discussions between UK and US teams for cohesive group audit execution.
Education
ACCA -
Association of Chartered Certified Accountants
01-2022
Bachelor of Commerce - undefined
University of Delhi
New Delhi01-2016
Skills
Internal Controls & SOX Testing
Regulatory Reporting Controls
Risk Assessment & Monitoring
Control design effectiveness
Risk control matrix
Process Walkthroughs
Audit and Assurance
Financial Reporting Processes
Process optimization
Process optimisation
Financial Process Improvement
Process Automation Strategies
Project and Delivery Coordination
Project coordination
IFRS
BlackLine
Performance Management
Performance Metrics Analysis
Tools & Frameworks: Microsoft Office, BlackLine, SOX, COSO, IFRS, Risk control matrix
Accomplishments
- Received KPMG “Above and Beyond” recognition for project management and quality of audit delivery.
- Received the Quality Award for June 2019.
- Selected as a single point of contact for group-audit-related queries, supporting coordination and resolution of stakeholder requirements.
Interests
Cricket, chess, documentaries and online gaming
Timeline
Assistant Vice President
HSBC
07.2025 - Current
Assistant Manager
Grant Thornton Bharat LLP
02.2023 - 07.2025
Audit Senior
Mazars UK
02.2021 - 02.2022
Audit Senior
KPMG Global Services
01.2017 - 03.2022
Bachelor of Commerce - undefined
University of Delhi
ACCA -
Association of Chartered Certified Accountants
ADDITIONAL INFORMATION
- Tools & Frameworks: Microsoft Office, BlackLine, SOX, COSO, IFRS, Risk and Control Matrix (RACM)
- Interests: Cricket, chess, documentaries and online gaming