ANIRUDH RATHI
Mumbai
Summary
Focused Compliance Officer bringing many years of expertise in regulatory compliance, audit procedures and change management. Excellent history of delivering effective leadership and training to support staff development. Driven and strategic with an aptitude for program management. Advanced knowledge of audit methodologies, functions, and compliance teams. Known for high productivity and efficient task completion. Excel in communication, leadership, and problem-solving to navigate complex change initiatives with clarity and focus.
Overview
9
9
years of professional experience
1
1
Certification
Work History
Compliance Officer & Assistant Vice President – Finance & Accounts
Howden Insurance Brokers India Pvt. Ltd.
Mumbai
11.2019 - Current
- Managed setting up office compliance in GIFT City, Gandhinagar (SEZ).
- Managed all compliance requirements for new company formation.
- Responsible for GST compliances including GST Return filing, GST Audit (Annual Returns), GST Notices and Scrutiny
- Responsible for all the Company Law-related (Secretarial) and IRDAI compliances.
- Handle Income Tax related matter including IT Assessments/Scrutiny, filing IT Return etc
- Preparation and presentation for Board Meetings and Annual General Meetings
- Facilitated ISMS implementation focusing on finance and accounts.
- Enhanced finance process efficiency through task automation.
- Coordinated with external auditors during annual financial audits (Statutory & Tax Audit).
- Conducting session on Income Tax and Compliance for employees
- Conducted regular internal audits to ensure compliance with established standards.
- Provided guidance on regulatory requirements for business operations.
- Conducted risk assessments to identify areas of noncompliance or vulnerability in RI operations.
- Evaluated proposed changes in laws or regulations that may affect business operations.
- Handled all compliances w.r.t FEMA, IRDAI and Company Law pertaining to share transfer from Indian resident to a Foreign Company
Consultant
Pravin R. Navandar & Co.
03.2019 - 10.2019
- Assisted in Implementation of a Resolution Plan of a listed company post approval of the Resolution Plan by NCLT
- Prepared first accounts of the Company as per IND AS post resolution under IBC
- Assisted in preparation of Resolution Plans as per IBC to enable the prospective buyer to bid for the Company undergoing CIRP
- Assisted in preparation of Form G and Request for Proposal of Resolution Plan
- Filed Claim forms for various Stakeholders
Senior Consultant
Asmita Consultants Pvt. Ltd.
03.2017 - 02.2019
- Worked as a Monitoring Agency for Real Estate Projects
- Preparation of Techno-Economic viability/Project Feasibility Reports to enable Banks to decide on the funding aspects of a client
- Conducting & Preparation of Receivable and Stock Audit Reports
- The clients included Manufacturing, Trading and NBFC’s
- Preparing LIE Reports
Tutor
Commerce Consultants
12.2015 - 01.2017
- Taught CA Final students (Subjects- ISCA, Direct Tax and Indirect Tax)
- Taught CA Inter students (Subjects- Law, IT & SM, Tax Laws, Audit)
- Taught B.Com students (Subjects- Economics and Accounts)
Education
CPA -
CPA Ireland
01.2022
Forensic Accounting & Fraud Detection -
Institute of Chartered Accountants of India
01.2019
DISA -
Institute of Chartered Accountants of India
01.2018
Limited Insolvency Exam Cleared -
Insolvency And Bankruptcy Board of India
01.2017
CA (Nov 16) -
Institute of Chartered Accountants of India
01.2017
CS -
Institute of Company Secretaries of India
01.2017
B.Com.(Eco Hons) -
Jai Narayan Vyas University (Raj.)
01.2011
Skills
- Proficient in MS Office Suite
- Knowledgeable in ERP and Tally Applications
- Auditing processes
- Compliance reviews
- Compliance procedures
- Compliance monitoring
- Tax compliance
- Financial statements
- Financial audits
- Process automation and improvement
- Change implementation
Certification
- IT Courses: Training on Forensic Analytics using CAAT Tools.
- Attended GST and IFRS Certification course by ICAI.
- NCFM Certification of Project Finance Module.
- Certificate awarded for best work in an article competition by ICSI.
Personal Information
- Date of Birth: 06/20/90
- Nationality: Indian
- Marital Status: Married
Timeline
Compliance Officer & Assistant Vice President – Finance & Accounts
Howden Insurance Brokers India Pvt. Ltd.
11.2019 - Current
Consultant
Pravin R. Navandar & Co.
03.2019 - 10.2019
Senior Consultant
Asmita Consultants Pvt. Ltd.
03.2017 - 02.2019
Tutor
Commerce Consultants
12.2015 - 01.2017
- IT Courses: Training on Forensic Analytics using CAAT Tools.
- Attended GST and IFRS Certification course by ICAI.
- NCFM Certification of Project Finance Module.
- Certificate awarded for best work in an article competition by ICSI.
CPA -
CPA Ireland
Forensic Accounting & Fraud Detection -
Institute of Chartered Accountants of India
DISA -
Institute of Chartered Accountants of India
Limited Insolvency Exam Cleared -
Insolvency And Bankruptcy Board of India
CA (Nov 16) -
Institute of Chartered Accountants of India
CS -
Institute of Company Secretaries of India
B.Com.(Eco Hons) -
Jai Narayan Vyas University (Raj.)
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