Deepak Jadhav
Director (AVP) , Morgan Stanley
Mumbai
Summary
Dedicated Manager with over Ten years of expertise in Listed Derivatives products. Experienced in supervision, operations management, Trade Support, Corporate Actions , Cash/Position Reconciliation, Regulatory Reporting , Trade Life Cycle Events , Project management and Cross-functional communication.
Overview
12
12
years of professional experience
Work History
Director (AVP) , Trade Support Group
Morgan Stanley
12.2020 - Current
- Trade Allocations - Ensuring clients trades ( listed derivatives) are booked in the firm's system as per client instructions sent via email/STP. Managing clients queries about the trades/accounts or any of the product related information. Working on maximization of STP rate for trade allocation.
- Position Reconciliation - Ensuring account's position reconciliation is completed without any position exceptions ( break) between firm's positions and exchange positions. Processing products expiries , corporate actions , new product enablement.
- Regulatory Reporting - Generating regulatory reports of Asian exchanges post the position reconciliation is completed and submitted to exchanges via emails and STP within exchange deadlines. Resolving exchange queries and audits on monthly or annual basis. Liaising with Legal and COmpliance team to ensure standard procedure documents are up to date and validated.
- Trader's Assistant - Providing support to execution desk by assisting them in upstream system bookings of trades for clients. Reaching out to internal teams and clients for execution of trades. Executing EFP/Block trades on Australia Exchanges as well as NLT ( Negotiated large Trades) on SGX exchange via exchanges respective portals. Sending Trade confirmations to client post execution and validation of trades from internal systems/teams.
DIrector ( AVP) , Fees and Commissions
Morgan Stanley
01.2018 - 11.2019
- Transitioned FCS process from Mumbai to Bangalore location. Creation of a new team including recruitment and training of the existing process.
- Cross trained North America team based in Baltimore on the process and ensure expertise are built to run the BAU process
- Coached and mentored junior team members, regularly assessing knowledge and skills gaps and implementing corrective action.
- Created KPI/KRI of the team and regularly presented to management.
- Managed 6 members team.
Analyst/Associate , Fees and Commissions
Morgan Stanley
01.2012 - 01.2018
- Maintaining and creating clients commissions and interest schedule which implied on clients futures and options trades.
- Drafting give up agreements between clients, external brokers and firm to allow clients to trade with firm partially.
Maintaining firm's exchange fee set up charged to clients on trade level. - Reconciling MS fee Vs exchange fee on regular basis and highlight any discrepancies.
- Resolving exchange fee and client commissions exceptions
Education
MBA - Finance ( Part Time)
Welingkar Institute
Mumbai06.2014
Master of Arts - Economics
Mumbai University
Mumbai06.2011
Bachelor of Arts - Economics
Ramnarain Ruia College
Mumbai06.2009
Skills
Strategic Planning
Issues Resolution
KPI/KRI Tracking
Project Management
Teamwork and Collaboration
Multitasking Abilities
Attention to Detail
Timeline
Director (AVP) , Trade Support Group
Morgan Stanley
12.2020 - Current
DIrector ( AVP) , Fees and Commissions
Morgan Stanley
01.2018 - 11.2019
Analyst/Associate , Fees and Commissions
Morgan Stanley
01.2012 - 01.2018
MBA - Finance ( Part Time)
Welingkar Institute
Master of Arts - Economics
Mumbai University
Bachelor of Arts - Economics
Ramnarain Ruia College