Divya Katyal
Summary
Dynamic risk management professional with extensive experience at JP Morgan Chase & Co. and Credit Suisse, specializing in internal controls and SOX compliance. Proven track record in enhancing control environment and driving issue remediation. Adapt at stakeholder management and training, recognized with the 'Step-Up Award' for delivering critical evaluations under tight timelines.
Overview
8
8
years of professional experience
Work History
Associate (Control Manager)
JP Morgan Chase & Co.
09.2022 - Current
- Lead Control evaluations as part of Testing Center of Excellence (TCoE) for Financial Analysis (FA) and Firmwide Regulatory Reporting and Analysis (FRRA).
- Conduct control design and monitoring to assess effectiveness for SOX CCAP and Internal Controls.
- Collaborate with process owners to identify, suggest, and implement control enhancements to mitigate risks.
- Serve as Issue Coordinator, leading issue creation, and partnering with owners to ensure sustainable remediation efforts.
- Provide performance updates to leadership, FRRA control activities, and conduct training on firm-wide control frameworks.
- Engage with Internal Audit, External Audit, and Quality Assurance teams to support control assessments.
- Awarded the 'Step-Up Award' for delivering critical evaluations under tight timelines.
- Active member of organizational councils, like GoodWorks and Training & Development initiatives.
ENO 3 (Operational Risk Controller)
Credit Suisse
04.2018 - 09.2022
- Served as Functional Risk and Control Officer (FRCO) for Basel Measurement and Reporting (BMR) Risk & Controls Office.
- Managed control activities for BASEL, SOX compliance, and other regulatory frameworks.
- Lead the Beginning of Year (BoY) and End of Year (EoY) control sign-offs, ensuring robust documentation standards.
- Oversaw RCSA program execution, ensuring enterprise-aligned risk mapping and controls for capital reporting.
- Ensured compliance with BCBS 239 Risk Data Aggregation and Reporting (RDAR) standards.
- Collaborated with line functions and project teams to design and embed control requirements into operational processes.
- Fast-tracked with two internal promotions within four years (ENO 1 -> ENO 2 -> ENO 3).
- Recipient of the CFO Performance Award (Q2 2019).
Financial Planning and Analysis Intern
Genpact
India
04.2017 - 05.2017
- Automated the process for compensation and benefit rates input in TM1 system, reducing operational plan cycle time by 10 days and improving accuracy.
Education
MBA - Finance
Symbiosis Institute of Business Management
Bengaluru01.2018
Bachelor of Commerce (B.Com) -
Sanatan Dharma College
Ambala Cantt01.2016
Class XII - CBSE
Lord Mahavir Jain Public School
Ambala01.2013
Class X - CBSE
Lord Mahavir Jain Public School
Ambala01.2011
Skills
- Internal controls and risk management
- SOX 404 compliance
- Control design
- Regulatory reporting
- Risk assessment and management
- Issue remediation
- Stakeholder management
- Training and development
- Audit coordination
Websites
Timeline
Associate (Control Manager)
JP Morgan Chase & Co.
09.2022 - Current
ENO 3 (Operational Risk Controller)
Credit Suisse
04.2018 - 09.2022
Financial Planning and Analysis Intern
Genpact
04.2017 - 05.2017
MBA - Finance
Symbiosis Institute of Business Management
Bachelor of Commerce (B.Com) -
Sanatan Dharma College
Class XII - CBSE
Lord Mahavir Jain Public School
Class X - CBSE
Lord Mahavir Jain Public School
Similar Profiles
Lisa Olivia GrenviczLisa Olivia Grenvicz
Private Client Banker at JP Morgan Chase & Company (Chase Bank)Private Client Banker at JP Morgan Chase & Company (Chase Bank)
Miranda GuerreroMiranda Guerrero
Associate Banker Market Expansion at Jp Morgan Chase ChaseAssociate Banker Market Expansion at Jp Morgan Chase Chase
Vanessa CardenasVanessa Cardenas
Branch Operations Lead at JP Morgan & ChaseBranch Operations Lead at JP Morgan & Chase
Tabeal PattersonTabeal Patterson
Account Specialist III – Business Online Tech Support: Supervisor at JP Morgan Chase & CO.Account Specialist III – Business Online Tech Support: Supervisor at JP Morgan Chase & CO.
Manoja RavuriManoja Ravuri
Associate Control Manager at J P Morgan Services India Private LimitedAssociate Control Manager at J P Morgan Services India Private Limited