Summary
Overview
Work History
Education
Skills
Accomplishments
Extracurricular Activities
Hobbies and Interests
Languages
Personal Information
Affiliations
Timeline
Generic

DIYA GUPTA

Pune

Summary

To establish a successful career in the finance industry by joining a dynamic and growth-oriented organization that offers challenging opportunities across financial analysis, investment strategy, and risk management. I seek to leverage my academic background, strong analytical capabilities, and keen interest in financial markets to contribute meaningfully to business objectives. I am committed to continuously learning, adapting to evolving market trends, and utilizing my interpersonal and collaborative skills to drive results, deliver value to stakeholders, and advance within the organization.

Overview

5
5
years of professional experience

Work History

Business Manager Development

DHANVI INVESTMENT SERVICES PVT. LTD.
10.2021 - 12.2024
  • Diversified portfolios to maximize investment returns.
  • Analyzed factset statements to assess scheme performance.
  • Evaluated customer performance metrics to identify improvement areas.
  • Conducted AML/KYC verification to ensure compliance with regulations.
  • Performed documentation analysis for accuracy and completeness.
  • Served as mutual fund distributor, enhancing client investment strategies.

Registrar and Transfer Agent (RTA)

NICHE TECHNOLOGIES PVT. LTD.
08.2018 - 12.2019
  • Managed front desk operations, ensuring smooth visitor experiences.
  • Maintained accurate investor records for efficient tracking and reporting.
  • Generated comprehensive reports, including AGM report and corporate action, to support decision-making.

Education

Certified Investment Banking Professional - Securities and Derivatives, Financial Market, Trade Life Cycle, AML/KYC, Settlement & Reconciliation, Asset Management, Risk Management, Personality Development

IMARTICUS LEARNING
PUNE
04-2025

Master of Commerce (M.Com) -

VIDYA SAGAR UNIVERSITY
Kolkata
01-2022

Bachelor of Commerce (B.Com) -

UNIVERSITY OF CALCUTTA
Kolkata
01-2018

Indian School Certificate (ISC) -

PEARLS OF GOD
Kolkata
01-2015

Skills

  • Interpersonal skills
  • Financial and investment expertise
  • Business development and client management
  • Financial analysis and reporting
  • Portfolio construction and diversification
  • Risk management and assessment
  • AML/KYC compliance
  • Effective communication
  • Vendor engagement

Accomplishments

  • JPMorgan Chase - investment banking job simulation
  • AMFI certified mutual fund distributor
  • Digital marketing certification and training by Google
  • ERP 9 training at CMC (Aptech) Academy, Konnagar, Hooghly, West Bengal
  • Banking training at GGS InfoCom, Kolkata, West Bengal

Extracurricular Activities

Participated in all cultural occasions at school level Active team member and won certificates in running Conducted various workshops in different schools and colleges Energetic Event Organizer responsible for inter/intra college events

Hobbies and Interests

  • Interests in digital marketing and making new connections
  • Traveling
  • Reading
  • Movies

Languages

  • English (R/W/S)
  • Hindi (R/W/S)
  • Bengali (S)

Personal Information

Date of Birth: 08/12/96

Affiliations

  • Assisted the CFO of SastaSundar in capital market operations, reconciliation, and maintaining day-to-day transaction records
  • Participated in all cultural occasions at the school level
  • Active team member and won certificates in running
  • Conducted various workshops in different schools and colleges
  • Energetic event organizer responsible for inter- and intra-college events

Timeline

Business Manager Development

DHANVI INVESTMENT SERVICES PVT. LTD.
10.2021 - 12.2024

Registrar and Transfer Agent (RTA)

NICHE TECHNOLOGIES PVT. LTD.
08.2018 - 12.2019

Certified Investment Banking Professional - Securities and Derivatives, Financial Market, Trade Life Cycle, AML/KYC, Settlement & Reconciliation, Asset Management, Risk Management, Personality Development

IMARTICUS LEARNING

Master of Commerce (M.Com) -

VIDYA SAGAR UNIVERSITY

Bachelor of Commerce (B.Com) -

UNIVERSITY OF CALCUTTA

Indian School Certificate (ISC) -

PEARLS OF GOD
DIYA GUPTA