Gokulnath Santharaman
Cuddalore,Tamil Nadu
Summary
Knowledgeable Compliance Sr Risk Analyst in Due Diligence ,Compliance Identity Program (KYC/KYB) and Subject Matter Expert offering expertise in Due Diligence and Risk. Enthusiastic about applying AML knowledge and KYC/B skills in companies Internal Policies to mitigate the Risk. Bringing 12 + years of progressive experience in Compliance & Risk Department. Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals.
Overview
13
13
years of professional experience
1
1
Certification
Work History
Compliance Analyst 2
PayPal India Pvt ltd
06.2020 - Current
- Completing a time-sensitive and thorough analysis of high-risk customer segments and/or of potential Anti-Money Laundering activity and/or suspicious financial activity across multiple jurisdictions and countries
- Conducting a meticulous review of potential illegal activity or activity in violation of various fundraising and non-profit regulations
- Assessment of high-risk customer profiles and large amounts of data to ensure normal and expected activity, including Acceptable Use Policy adherence and Know the Customer efforts
- Apply analytic techniques to complex information sets to make logical and supported recommendations
- Identify PEP and conduct holistic review
- Regularly exercise good judgment and in making decisions or recommendations in relation to case investigations conducted
- Documenting findings in narrative style format, in the manual and automated process case management system and prepare reports to management as required
- Conducting due diligence review on KYC/KYB accounts ( 5- 6 accounts) which includes transaction analysis
- Responsibility to effectively monitor customer's activities regarding detecting and reporting suspicious activity, including the predicate offenses of money laundering and terrorist financing
Senior Subject Matter Expert and People Management
PayPal India Pvt ltd
09.2018 - 05.2020
- Use extensive business area knowledge to help teammates review, research, and execute actions on customer accounts
- Keep up to date on PayPal product, policies, and procedures
- Assist management in special projects, reports, training and/or briefings regarding regulatory compliance
- Analyze data for evidence of deficiencies in controls or lack of compliance with laws, government regulations, and management policies and procedures and assist with correcting such deficiencies
- Assist management and Compliance Supervisors with the implementation of procedures that address newly enacted regulations or procedural modifications resulting from changes in regulations
- Interact with PayPal personnel or customers (written) in a professional manner
- Assist in the development and implementation of the compliance manuals and procedures
- Provide leadership, guidance, and assistance to peer employees by answering questions, providing feedback on Compliance issues, and supporting all areas of Financial Operations as needed Supported various teams of 15- 17 analyst and team members on process to improve their quality and Handling time
- Outstanding leadership and training abilities to exceed the business requirements and adaption to competitive environment
- Involved in dissemination of information to Team Members, Team Huddles & drive the mentoring initiatives to increase knowledge and subsequent productivity
- Mentored junior team members, contributing to their professional growth and development.
- Optimized subject matter content by conducting extensive research and incorporating industry trends.
- Managed complex projects from inception through completion, delivering high-quality results within tight deadlines.
- Served as a liaison between technical experts and business stakeholders to ensure alignment on project objectives and deliverables.
- Established best practices for knowledge sharing, fostering a culture of continuous learning and improvement.
- Enhanced team performance by providing expert guidance on critical projects and strategic initiatives.
- Streamlined processes to increase efficiency, enabling teams to complete tasks ahead of schedule.
CIP Advisor & SAR Investigator
PayPal India Pvt ltd
10.2015 - 09.2018
- Verifying 60-80 Customer Identifications to completed KYC/KYB process – Global
- Conducting an end-to-end and meticulous review of potential illegal or suspicious activity
- Responsibility to effectively monitor customer's activities regarding detecting and reporting suspicious activity, including the predicate offenses of money laundering and terrorist financing
- Transaction Monitoring
- Perform External Research, Media News to identify Positive and Negative News
Senior Officer
Standard Chartered - Scope International Private Limited
12.2011 - 05.2015
- Responsible to perform service and Investigation activities related to inquiries (pertaining to Funds Transfer) raised by the Banks in accordance with defined service standards
- Responsible to provide Banks with level of service that exceeds their expectations Applied
- To generate SWIFT messages and SWIFT payments adjustments thereon towards resolution of cases
- Processing and decision making as per the Department Operating Instructions and within the timeliness and accuracy standards specified
- 1st level review of AML OFAC, Sanctions related payments so as to adhere to the country compliance regulations
- Providing Correspondent Bank Charges to the Banks
- Escalating to the country Relationship Managers and Customer Service Operations team to resolve the client's inquiry
Education
MBA - Human Resource and Marketing
VLB Janakiammal (Sri Krishna)
Coimbatore06.2011
Bachelor of Computer Applications - Computer Science
Jamal Mohamad College
Trichy06.2009
Skills
- Documentation Skills
- Reporting Skills
- Regulatory Knowledge
- Due Diligence
- Compliance Monitoring
- Anti-money laundering
- Quality Control
- Fraud Investigation
- Activity Monitoring
- Document Review
- Sanctions Screening
- Problem-solving abilities
- Know Your Customer
- Financial Crime Prevention
- Anti-Money Laundering
- Problem Solving
- Training & Mentoring
Accomplishments
- Most Trustworthy Employee Award of the year 2014
- Won Challenge Coin thrice
- SPOT Awards for multiple years for consistent work performance
Languages
Tamil
English
Additionalinformation - Onsitevisits
- Trained team of 20 new joiners in Genpact, Manila on Global Customer Identity Program
- Trained team of 15 new joiners in PayPal, Manila on Global Customer Identity Program
- Trained various team in PayPal on Compliance Due Diligence program and Mentored
- Been Team Leader for 1.5 years in PayPal and handled team of 17 Investigators
Certification
Certified Mentor to train new employees in KYC/KYB/Due Diligence process
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Timeline
Compliance Analyst 2
PayPal India Pvt ltd
06.2020 - Current
Senior Subject Matter Expert and People Management
PayPal India Pvt ltd
09.2018 - 05.2020
CIP Advisor & SAR Investigator
PayPal India Pvt ltd
10.2015 - 09.2018
Senior Officer
Standard Chartered - Scope International Private Limited
12.2011 - 05.2015
Certified Mentor to train new employees in KYC/KYB/Due Diligence process
MBA - Human Resource and Marketing
VLB Janakiammal (Sri Krishna)
Bachelor of Computer Applications - Computer Science
Jamal Mohamad College
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