Summary
Overview
Work History
Education
Skills
Accomplishments
Timeline
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Kailash Chauhan

Kailash Chauhan

Director(AVP)
Santacruz, Mumbai

Summary

Adept at deconstructing and planning stories in order to promote improvements to product design and implementation. Excellent relationship-building, organizational and project management skills with a focus on overcoming technical challenges and implementing successful resolutions.

Overview

8
8
years of professional experience
6
6
years of post-secondary education

Work History

Product Owner

Morgan Stanley:CAT Regulatory Reporting
04.2021 - Current
  • Review the regulatory risk of open issues raised by FINRA and accordingly prioritizing fixes for each issue
  • Managed and owned back reporting-tooling solution for CAT reporting
  • Develop solutions for remediation issues by understanding the regulatory requirement and reviewing the reporting system and the current business processes to ensure they are in line with the requirements
  • Managing new Tech Spec/FAQ Finra requirements
  • Liaising with front office business unit to assess business enablement requirements and incorporating the change in CAT reporting system
  • Raise requirements for controls in upstream and downstream applications to ensure completeness and accuracy in regulatory reporting for CAT
  • Training the BA squad about the regulation and the current reporting system build to help them independently work on open issues.
  • Oversaw entire product deployments from vision and creation to rollout and delivery.

Business Analyst

Morgan Stanley:CAT Regulatory Reporting
08.2019 - 04.2021
  • Analysis of requirements for the regulation, reviewing regulatory language with Compliance, documenting details in user stories and grooming stories with the business and tech teams
  • Controls for CAT Phase 2a/2b, this involved understanding the requirements from FINRA for CAT phase 2a and 2b and applying controls in the reporting process to reduce the risk of underreporting and misreporting
  • Front to Back testing and Industry testing of the reporting system along with timely raising of issues with the system to ensure the reports submitted to the regulator are accurate
  • Remediation of open issues by analysing issues raised by the operations team.
  • Applied honed problem-solving skills to analyze and resolve issues impacting business operations and goal achievement.
  • Collaborated with stakeholders to define project objectives and criteria.
  • Utilized data visualization techniques to present and explain complex data sets.
  • Implemented business intelligence solutions to increase operational efficiency.
  • Analyzed data to identify root causes of problems and recommend corrective actions.
  • Updated and developed scripts and queries to extract and analyze data from multiple sources.

Associate

Morgan Stanley:Trading Ops DPTO - OTC Equity Confirmations
05.2015 - 07.2019
  • Drafting of Vanilla and Structured OTC equity derivative confirmations and managing electronic confirmation submission
  • Managed project for developing web based electronic confirmation platform (Coast) to enhance STP percentage
  • Liaising with key stakeholders like Middle Office, Front Office, Legal and Vendor team to ensure accurate and timely dispatch of confirmations.
  • Demonstrated creativity and resourcefulness through the development of innovative solutions.
  • Acted as a team leader in group projects, delegating tasks and providing feedback.
  • Identified issues, analyzed information and provided solutions to problems.

Education

MBA -

Liverpool John Moores University
01.2010 - 04.2012

B.Com -

Mumbai University
01.2005 - 04.2008

Skills

Technical Skills: SQL, Ms Office, Atlassian JIRA,Alteryx

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Accomplishments

  • CAT regulation reporting: Delivered the core build,industry testing,cat exception of CAT phase 2a/2b and delivered the same before the industry prod go live with 99.91% compliance ack rate.
  • OTC Confirmation:Delivered end to end project for STP electronic confirmation on markitwire leading to efficiency and cost save.

Timeline

Product Owner

Morgan Stanley:CAT Regulatory Reporting
04.2021 - Current

Business Analyst

Morgan Stanley:CAT Regulatory Reporting
08.2019 - 04.2021

Associate

Morgan Stanley:Trading Ops DPTO - OTC Equity Confirmations
05.2015 - 07.2019

MBA -

Liverpool John Moores University
01.2010 - 04.2012

B.Com -

Mumbai University
01.2005 - 04.2008

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Kailash ChauhanDirector(AVP)