A dynamic professional with 8.4 years of experience in Banking Sanctions, KYC and Due diligence. Managing day-to-day Production and Quality Check in KYC and Due Diligence. Currently working with Tata Consultancy Services as Business Process Lead. Worked as International Case Manager at HSBC, Senior Process Associate at Accenture and Process Associate at Hewlett Packard Enterprises. Excellent relationship-building, problem-solving and communication skills with analytical and adaptable nature.
Hi, I’m
KUMAR SAURAV
Business Process Lead
Bengaluru
Summary
Overview
9
years of professional experience
Work History
Tata Consultancy Services
Business Process Lead
12.2021 - Current
Job overview
- Customer Due Diligence (CDD) Know Your Customer (KYC) Remediation
- Handling team of 21 members
- Demonstrated knowledge of company mission and goals and mentored employees in reaching objectives aligned with company core values.
- Mentored and guided employees to foster proper completion of assigned duties.
- Initiated timely response to emails, voicemails, and written correspondence.
- Maintained team flexibility and embraced change to adapt within dynamic markets.
- Coordinated weekly meetings for internal and external groups.
- Working with Commercial Banking Clients (CMB)
- Recording the daily progress of the staff & help them in the Training
- Queue Management to ensure completion of work within the specified SLA with maximum productivity & quality
- Recording the daily progress of the staff & highlight good & underperformance to management
- Promote teamwork & highlight individual achievements
- End-to-End KYC
- Excellence in developing & Maintaining relationships with business stakeholders, defining service, and delivery standards while ensuring adherence to the delivery model while managing the SLAs
- Exhibited excellence in managing various activities pertaining to setting up of targets, SOP & SLA management, Budgets, Quality assurance, business analysis, MIS reporting and so on.
Hong Kong and Shanghai Banking Corporation Limited
International Case Manager / Senior Process Advisor
02.2019 - 11.2021
Job overview
- Department: International Banking Centre, Wealth Management, Customer Due Diligence (CDD) Know Your Customer (KYC) Remediation
- Working with Commercial Banking Clients (CMB)
- Update KYC profiles in accordance with HSBC Global Standards, which includes completion of CDD (Customer Due Diligence) template, undertaking due diligence and obtaining documents as required from client / Relationship Manager (RM)
- Ensure KYC escalation policies are followed and issues are escalated to KYC Management as applicable, perform screening review hits to determine the course of action, and refer to Compliance & the business as required
- Assist with other project requirements as directed by KYC delivery managers, and respond efficiently to other ad-hoc requests
- Review extended due diligence to assess risk by forwarding comments to Compliance for agreement and approval
- Perform research via internal and external sources, gather and analyze documents in accordance with regulatory KYC requirements
- Reviewing client's latest information in KYC and updating details in BMM
- Performing audit on all CMB client profiles updated by inputting team
- Checking Annual reports and customer surveillance report of the Clients
- Checking Payments, Annual Turnover and Transaction details to verify the sanctions exposure
Accenture Solutions Private Limited
Senior Process Associate
11.2016 - 12.2018
Job overview
- Performing end to end KYC i.e
- Risk Assessments, customer Due Diligence and Enhanced Due Diligence as applicable while onboarding new customers and for periodic review for existing customers
- Reviewing compliance adherence for High, Medium, and low risk entity categories agreed with the consortium
- Determine the potential risk to the bank through extensive research and document of new clients
- Understanding of KYC /AML procedure and policies that need to be complied with and the KYC systems and database that hold KYC information and records
- Monitor payments and expenditures
- Review of all potential OFAC transactions stopped by payment filtering systems
- Maintained records of all transactions referred to Compliance Officer
- Ensure adherence and strict compliance to the bank, OFAC and regulatory guidelines
- Monitored all accounts to ensure the release of proper funding payments.
Hewlett Packard Enterprises
Financial Associate
06.2015 - 08.2016
Job overview
- KYC, AML, Due Diligence, Sanction
- Providing valuable inputs to the process by liaising with the respective clients to increase efficiency and reduce manual intervention to the minimum
- Monitor payments and expenditure
- Represent Payments internally and externally for the area of specialization to Audit, Compliance, Legal, OFAC & Regulatory bodies
- Review of all potential OFAC transactions stopped by payment filtering systems
Education
ST. XAVIER'S COLLEGERanchi
B.COM (Finance) from Accounting And Business Management
06.2013 - 06.2013
University Overview
A.R.S PUBLIC SCHOOLBokaro Steel City
Intermediate (Commerce)
University Overview
B.I.V SCHOOLBokaro Steel City
Metric (General)
University Overview
Skills
CDDundefined
Accomplishments
Accomplishments
- Best team performer award twice for collaboration and co-operation among team.
- Best Assistant Manager award for supporting the team for best performance and providing excellent results.
Availability
See my work availability
Not Available
Available
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Timeline
Business Process Lead
Tata Consultancy Services
12.2021 - Current
International Case Manager / Senior Process Advisor
Hong Kong and Shanghai Banking Corporation Limited
02.2019 - 11.2021
Senior Process Associate
Accenture Solutions Private Limited
11.2016 - 12.2018
Financial Associate
Hewlett Packard Enterprises
06.2015 - 08.2016
ST. XAVIER'S COLLEGE
B.COM (Finance) from Accounting And Business Management
06.2013 - 06.2013
A.R.S PUBLIC SCHOOL
Intermediate (Commerce)
B.I.V SCHOOL
Metric (General)
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