Rahul Murlidhar Lande

• Document investigation in written narrative. Decide whether activity warrants escalation for additional review.
• Complete review in a timely and efficient manners.Ability to communicate complex transactions issues correctly and clearly with internal and external customer
• Write clear and concise narratives for transaction analysis and make final recommendation/disposition.
• Analyze and summarize the risk of customers.Conduct additional background research as appropriate, to help assess the risk and mitigate the AML risk.
• Interpret evidence from multiple tools and system to resolve legitimacy of customer behavior across multiple products.
• Train and mentor junior analyst.
• Maintain awareness of regulatory updates and in corporate process changes.
• Review data from system and following client procedures to investigate, decide and analyze transaction monitoring alerts.
• Ability to independently research, analyze and recommend solutions to close open items and highlights discrepancies with senior and clients.
• Self-discipline, diligent, proactive and detailed oriented. Adaptability to learn new processes concepts and skills and an eye on details.
• Responsible for daily workflow and target allocation. Should be well versed with regulatory requirements, policy and procedures, should be able to apply critical thinking.

• Department: Incoming Review Reconciliation & Cash Settlements Payment Utility (ETD) profile

profile includes but is not limited to

✓ FX trade Reconciliation (NDF and NDO),

✓ Rates and credits products,

✓ Equity Swaps

✓ Initiating Payment settlements for clients internal and external for EU, Asia, NY

Core Competencies:

✓ FX trade Reconciliation (NDF and NDO),

✓ Coordinating process in line with predefined guidelines daily

✓ Primarily middle office function that involves capturing trades both Flow and

✓ Structured Credit Derivatives in the system to

✓ provide correct assessment of Risk to the trading desk.

✓ Preparing KPI reports & other statements of the process operations and

✓ Escalate the mismatches of values to the client

✓ Ability to assume responsibility and perform with little or no supervision.

✓ Resolve trade related amendment queries raised by Back Office

✓ documentation

✓ Work in the four different processes simultaneously – Data Risk Review, Structure Note Listing – Analyzing

the legal docs.

✓ Training to beginners to improve overall efficiency.

Process and Description:

Process: Incoming Review – FX (Foreign Exchange)

✓ Performed three-way reconciliation for Non-Deliverable Forward and Non-Deliverable Option Contracts

received from Client as well as Counter parties in Faxes or PDF Formats.

✓ Incoming queue administration via mail monitoring.

✓ Identification, tagging, indexing of incoming paper confirmation in respective booking system.

✓ Economic field reconciliation and highlight all the discrepancies to middle office.

✓ We need to ensure that our confirmation should be free from mark-ups & additional check for details before

indexing the trade.

Process: Incoming Review Rates & credits (FID)

✓ Identifying and capturing the Rates and Credit Products.

✓ Works on the various products of Derivative Market

✓ Prepare and co-ordinate with clients for various Reports on daily, weekly, and Monthly basis

✓ Dealing with NY (New York), Europe (EU), Asia Clients.

✓ Reconciliation of Credit Portfolios

✓ Helping in timely execution of Confirmation which received on daily basis

✓ Helping in healthy client relationships, understanding their processes, systems and suggesting ideas to

improve them

Process: Incoming Review Equity (SWAP)

✓ Identification, tagging, indexing of incoming paper confirmations in respective booking systems

✓ Language matching of SWAP products and identify the feed missing or not appropriate as per decided

format.

✓ Perform economic checks as per MCA (Master Confirmation Agreement) and side letters for all

confirmations.

✓ Escalate all mismatches to the retrievals team for corrections and execution of trade.

✓ Prepare reports on daily basis with mention all complete and pending trade details.

Process: Cash Settlements (ETD)Payments

✓ Initiate ETD payments upstream and non-upstream for clients internally as well as externally

Deals with Various missions for cash Such as (Pay cross, Today, Tomorrow, Fund ops, Sec ops, Charity,

Netoff.

✓ Follow-up & chasing with client for four levels of authorization of the payment initiated till the payment is

settled and disburse

✓ Monitoring mails request for cash payment and receive payments and filing them to respective folders in

Mailbox

✓ Initiate payments as per Currency Cut-off and their regions (Asia, EUR, Asia FID, NY)

Highlights

✓ Completed ISDA MA/MCA training held by organization

✓ Transiting new process from client location and setting up

✓ Spearheaded a team of ten members

✓ Provided with the auditor access in whole team

✓ Client appreciation on many occasions

✓ Helped to create Macros for reducing time and efforts to create weekly and daily reports

✓ Awarded as Analyst of Quarter and received Cash reward as well

✓ Effectively initiated ideas in process improvement and helped in reducing process efforts

✓ Accredited with the Spot Rewards and Hall of Fame for best performance & best auditor in the process