HAREESH MARISETTI
Yanam
Summary
I seek to join a forward-thinking organization that allows me to utilize my knowledge and skills while contributing to a team dedicated to the organization's growth. I am looking for an environment that fosters learning and research. I am well-versed in end-to-end AML-KYC, Transaction Monitoring and Sanctions Screening investigation operations. Having served in both Checker and Maker roles, I am capable of managing risks and establishing profitable objectives for organizations. My responsibilities include directing, supervising, and leading a dedicated team.
Overview
9
9
years of professional experience
1
1
Certification
Work History
Senior Associate
Deutsche Bank
Bangalore
03.2023 - Current
- Serving as the Green Light Maker and Checker, as well as a SME in AML-KYC, corporate due diligence, and AML risk, particularly in transaction monitoring
- Also, while coordinating a team of analysts
- Engaged in working with a diverse range of entities, including private and public companies, partnership firms, funds, trusts, charities, and sole proprietorships
- Responsible for obtaining or overseeing the identification of beneficial owners for accounts associated with these entities
- Tasked with identifying ultimate beneficial owners (UBOs) and legal representatives, as well as gathering essential business documents and verification materials in line with business requirements
- Implemented reactivation strategies and product extension evaluations for the client, focusing on CDD and EDD
- Communicated any identified suspicious activities by customers to compliance officers and relevant leadership within the institution
- Adept at performing screenings through Volker Screening, NLS, RDC, Lexis Nexis, FircoSoft, and ORBIS tools
- Show a complete understanding of the entire process and the risks that are associated with it
- The QA Scores are consistently at100%, and AFC scores for High-Risk files are also maintained at100%
- It is important to ensure that all adoptions are completed with a first-time pass rate of100% accuracy, adhering to the principles of Project Mercury
- Furthermore, assisting the Head of KYC in establishing the KYC function
- Overseeing the daily business-as-usual operations of a team of KYC analysts
- Managing the program for the current business-as-usual and refresh processes, with the potential to expand additional functions on a global scale
- Reduce client engagement and facilitate the collection of all necessary documentation during the initial request
- Promptly escalate any identified issues and risks to management
- Ensure compliance with the recommended Quality Checklist and verify that all required information is accurately captured and fully complete
Sr. KYC Analyst
Price Waterhouse Coopers (Riddhi Corporate Services Pvt. Ltd.)
Bangalore
05.2022 - 11.2022
- Engaging in transaction activities for clients in accordance with regulatory mandates, categorizing individuals as 'Politically Exposed Persons' based on established criteria and guidelines
- Conducting thorough due diligence investigations utilizing various external and internal databases
- Ensuring the completion of all assigned tasks by the end of the day and delivering reports accurately and promptly by adhering to comprehensive customer due diligence procedures
- Possessing expertise in various legal entities, including private limited companies, public limited companies, sole proprietorship, and partnerships, while identifying the ultimate beneficial owner (UBO) and legal representatives, and acquiring the necessary business and identification verification documents in line with business requirements
- Conduct monitoring assessments on customers, transactions, and various activities to detect potential risks and ensure adherence to regulatory standards
- Collaborate with various teams within the bank to harmonize and integrate Transaction Monitoring procedures
- Identify opportunities for enhancement and offer recommendations for modifications in Transaction Monitoring practices
- Develop and implement Transaction Monitoring protocols and controls aimed at risk mitigation and the preservation of operational efficiency
- Recognize industry trends and advancements to adopt best practices in Transaction Monitoring Services
- Engage in projects and initiatives designed to enhance the efficiency and effectiveness of Transaction Monitoring
Senior Analyst
Tata Consultancy Services
Hyderabad
07.2019 - 12.2021
- I have experience in End-to-End Onboarding and PR processes for Corporate and Commercial entities, as well as in Investment Banking
- I have engaged with various types of entities, including Private and Public companies, Partnership firms, Funds, Trusts, Charities, and Individuals, focusing on Commercial and Retail Banking processes in accordance with EU guidelines, standards, and policies
- My responsibilities included conducting comprehensive KYC procedures, which involved identifying Ultimate Beneficial Owners (UBOs), key controllers, directors, and other relevant parties, as well as performing screenings, detecting negative media, and assessing sources of funds and wealth
- Additionally, I monitored transactions to identify any suspicious activities for all Commercial and Retail Bank customers
Analyst
Tata Consultancy Services
Hyderabad
07.2016 - 06.2017
- Analyzing customer profiles to assess the authenticity of their transactions is essential
- This involves determining the level of risk that the bank can accommodate in accordance with its internal policies and procedures, as well as evaluating whether the customer may be engaged in money laundering or terrorist financing activities by applying relevant anti-money laundering protocols and identifying potential patterns of such activities
- Additionally, it is imperative to ensure that all assigned tasks are completed by the end of the day, with reports being delivered accurately and promptly through the implementation of comprehensive customer due diligence procedures
Education
Bachelor of Commerce - undefined
City College, Osmania University
Hyderabad05.2016
Intermediate - undefined
Sri Sai Chaitanya Jr College
Hyderabad03.2013
Secondary School of Certificate - undefined
SPHHM Model School
Rajahmundry03.2010
Skills
- Ability to Work in a Team
- Communication Skills
- Microsoft Office
- Proficient in Excel
- Training & Development
- AML-KYC
- Transactions Monitoring
- Sanctions Screening
- Corporate Banking
- FATF & OFAC
- Sanctions
- Loans, Borrower & Guarantor
Certification
- Commercial Lending, TCS (May2021 — May2021)
- KYC Basics Foundation, TCS (September2020 — September2020)
- Agile Way of Working Foundation, TCS (November2018 — November2018)
- Green Light Checker, Deutsche Bank (December2023 — December2023)
- Green Light Maker, Deutsche Bank (April2023 — April2023)
LANGUAGES
English
Telugu
Hindi
Tamil
Hobbies and Interests
Delving into Books., Observing Web Series., Appreciating Music., Competing in Badminton., Competing in Chess.
Disclaimer
I hereby declare that the above-mentioned details are true and correct to the best of my knowledge and belief. Place: Yanam Date
EXTRA-CURRICULAR ACTIVITIES
Games at TCS, Hyderabad (Sept2016 — April2021) I have played badminton at Cooperative level through TCS
STRENGTHS
- Best in Team Player
- Self-Motivated Person
Timeline
Senior Associate
Deutsche Bank
03.2023 - Current
Sr. KYC Analyst
Price Waterhouse Coopers (Riddhi Corporate Services Pvt. Ltd.)
05.2022 - 11.2022
Senior Analyst
Tata Consultancy Services
07.2019 - 12.2021
Analyst
Tata Consultancy Services
07.2016 - 06.2017
Bachelor of Commerce - undefined
City College, Osmania University
Intermediate - undefined
Sri Sai Chaitanya Jr College
Secondary School of Certificate - undefined
SPHHM Model School