Summary
Overview
Work History
Education
Skills
Accomplishments
Additional Information
Soft Skills
Timeline
Generic
Legal, Compliance & Governance  Professional

Legal, Compliance & Governance Professional

Company Secretary
Gurgaon ,INDIA

Summary

Company Secretary & Legal Professional; offering nearly 20 years of rich experience in successfully spearheading end-to-end Legal & Secretarial Operations and Corporate Compliances for Listed and Unlisted Companies.


Rich experience in managing Legal, Secretarial, Corporate Affairs of Listed & Non-listed Companies, liaising with Government, Statutory, Regulatory, Local Authorities, Bank and FIs, drafting commercial and legal Agreements, MOU, Deeds and Legal Cases.


Skilled in liaising with various authorities like Stock Exchange, Company Law Board, Ministry of Corporate Affairs, Securities & Exchange Board of India and other Regulators. Holds merit of successfully handling of Pre IPO (Private Equity) and IPO for the company as well as for extensive contribution in acquiring Private Equity Deal for the company in 2007.


Track record in managing the capital issues, listing of securities with the stock exchanges; executed M&A Transactions and compliance thereof in listed and un-listed Companies.


Pioneered in advising the board and the management on the implication of government notifications, circulars, bills, enactments on Corporate Laws, Securities Laws, SEBI Act, Rules and Regulations; gained knowledge of Indian Companies Acts as well as Secretarial Software.


Extensive experience in resolving investor complaints, managing company secretarial duties, governance & compliance framework; skilled at supervising Due Diligence, Pre-IPO process & Equity Transactions.


Excellence in offering advisory at organization level w.r.t. Mergers & Acquisition, Shareholders Agreement, Joint Venture, Driving Compliance, and Appearance in Courts, Representation & Interaction with Govt. and Regulatory Authorities.


Steered efforts in advising the management on legal implication of business, industrial risk & framing internal policies & procedures

Overview

20
20
years of professional experience

Work History

Head Legal & Compliance

Daikin Air-conditioning India Pvt. Limited (Japanese MNC)
Gurgaon
02.2017 - Current

Responsible and accountable for end end activities related to -


a) Compliance Management

b) Contract Life Cycle Management

c) Litigation Management

d) Company Secretarial function

e) Policy framework formulation

f) Offering Opinion and advise on key issues to business

DGM (Company Secretary & Compliance Head)

Commercial Engineers & Body Builders Co. Limited
Jabalpur
01.2003 - 01.2017

a) As Company Secretary was responsible for all secretarial function related to a Listed Company which included Corporate Law & SEBI (LODR) Compliances

b) As compliance officer supervised all compliance applicable to the company and an assurance provider to the Board of Directors

c) As Legal Head took the task of handling all litigationsfor and on behalf of the Company

d) Advisor to the Board on legal and administrative matters to the Board of Directors on critical issues

e) Sole point of contact for redressal of Investor's Grievances and Fostering investor relationship

f) Coordinator for Regulatory, Statutory & Internal Audits

g) Designer for corporate policies for Compliance Management

Education

Company Secretary -

Institute of Company Secretaries of India
04.2001 -

LLB -

Rani Durgavati University, Institute of Company Secretaries of India

CA (Intermediate) - undefined

Institute of Chartered Accountants of India

M.Com - undefined

Lucknow University

B. Com. -

Lucknow University, Lucknow
04.2001 -

Skills

    Company Secretarial Functions

undefined

Accomplishments

    Pivotal in managing Pre IPO (Private Equity) and IPO for the company in 2010


    Contributed in acquiring Private Equity Deal for the company in 2007


    Bagged appreciation for significant contributions in:

    o Sale of promoter’s stake in a Listed Group Company in 2009

    o Planning and initiating major restructuring of the Group Companies & Partnership Firms

    o Restructuring through BIFR Scheme for Merger & Demerger (2007-08) for the group companies

Additional Information

Marital Status : Married

Date of Birth : 31st December 1975

Languages Known: Hindi & English

Present Address: B-1, 1204, Palm Grove Heights, Ardee City, Sector-52, Gurgaon- 122011

Permanent Address: RG Euphoria, Vrindavan Colony, Raibareilly Road, Lucknow, Uttar Pradesh

Soft Skills

Decision Maker 

Motivational Leader 

Communicator

Thinker 

Learner


Timeline

Head Legal & Compliance

Daikin Air-conditioning India Pvt. Limited (Japanese MNC)
02.2017 - Current

DGM (Company Secretary & Compliance Head)

Commercial Engineers & Body Builders Co. Limited
01.2003 - 01.2017

Company Secretary -

Institute of Company Secretaries of India
04.2001 -

B. Com. -

Lucknow University, Lucknow
04.2001 -

LLB -

Rani Durgavati University, Institute of Company Secretaries of India

CA (Intermediate) - undefined

Institute of Chartered Accountants of India

M.Com - undefined

Lucknow University
Legal, Compliance & Governance Professional Company Secretary