Company Secretary & Legal Professional; offering nearly 20 years of rich experience in successfully spearheading end-to-end Legal & Secretarial Operations and Corporate Compliances for Listed and Unlisted Companies.
Rich experience in managing Legal, Secretarial, Corporate Affairs of Listed & Non-listed Companies, liaising with Government, Statutory, Regulatory, Local Authorities, Bank and FIs, drafting commercial and legal Agreements, MOU, Deeds and Legal Cases.
Skilled in liaising with various authorities like Stock Exchange, Company Law Board, Ministry of Corporate Affairs, Securities & Exchange Board of India and other Regulators. Holds merit of successfully handling of Pre IPO (Private Equity) and IPO for the company as well as for extensive contribution in acquiring Private Equity Deal for the company in 2007.
Track record in managing the capital issues, listing of securities with the stock exchanges; executed M&A Transactions and compliance thereof in listed and un-listed Companies.
Pioneered in advising the board and the management on the implication of government notifications, circulars, bills, enactments on Corporate Laws, Securities Laws, SEBI Act, Rules and Regulations; gained knowledge of Indian Companies Acts as well as Secretarial Software.
Extensive experience in resolving investor complaints, managing company secretarial duties, governance & compliance framework; skilled at supervising Due Diligence, Pre-IPO process & Equity Transactions.
Excellence in offering advisory at organization level w.r.t. Mergers & Acquisition, Shareholders Agreement, Joint Venture, Driving Compliance, and Appearance in Courts, Representation & Interaction with Govt. and Regulatory Authorities.
Steered efforts in advising the management on legal implication of business, industrial risk & framing internal policies & procedures
Responsible and accountable for end end activities related to -
a) Compliance Management
b) Contract Life Cycle Management
c) Litigation Management
d) Company Secretarial function
e) Policy framework formulation
f) Offering Opinion and advise on key issues to business
a) As Company Secretary was responsible for all secretarial function related to a Listed Company which included Corporate Law & SEBI (LODR) Compliances
b) As compliance officer supervised all compliance applicable to the company and an assurance provider to the Board of Directors
c) As Legal Head took the task of handling all litigationsfor and on behalf of the Company
d) Advisor to the Board on legal and administrative matters to the Board of Directors on critical issues
e) Sole point of contact for redressal of Investor's Grievances and Fostering investor relationship
f) Coordinator for Regulatory, Statutory & Internal Audits
g) Designer for corporate policies for Compliance Management
Company Secretarial Functions
Pivotal in managing Pre IPO (Private Equity) and IPO for the company in 2010
Contributed in acquiring Private Equity Deal for the company in 2007
Bagged appreciation for significant contributions in:
o Sale of promoter’s stake in a Listed Group Company in 2009
o Planning and initiating major restructuring of the Group Companies & Partnership Firms
o Restructuring through BIFR Scheme for Merger & Demerger (2007-08) for the group companies
Marital Status : Married
Date of Birth : 31st December 1975
Languages Known: Hindi & English
Present Address: B-1, 1204, Palm Grove Heights, Ardee City, Sector-52, Gurgaon- 122011
Permanent Address: RG Euphoria, Vrindavan Colony, Raibareilly Road, Lucknow, Uttar Pradesh
Decision Maker
Motivational Leader
Communicator
Thinker
Learner