Manish KB

A self-driven and motivated individual looking for new opportunities in the compliance & Legal Field of work. Keen to grow knowledge and experience wise in the compliance field and updated on regulatory amendments. Always looking for a challenge and work well under pressure. Hard working and looking to take up more responsibility and leadership roles.

• College Rotaract Club Secretary
• Intramural Basketball Tournament Winners
• Sankara Model United Nations (Admin Staff)

• English
• Malayalam
• Tamil

K K Balakrishnan

30

Listening to music, Reading Books, Sports

• Drafting of board meeting minutes & notices, EGM minutes & notices and AGM related documents such as boards report, Minutes, Auditor appointment letters, declarations and notices, shareholding patterns etc for private limited companies and Public Companies.
• Required form filing/reporting for ROC annual compliance (ADT-1, AOC-4, MGT-14 and MGT-7).
• LLP annual compliance (Form 11 and FORM 8).
• Name change for companies
• Object change for companies
• Change in address within city and outside city for companies
• Appointment, resignation, replacement of directors
• Appointment of CEO
• Transfer of shares
• Casual Vacancy
• Regularization of additional director
• Increase in authorized capital
• Allotment – rights issue and private placement
• Issue of Convertible Debentures
• DPT-3
• SBO
• DIR-3 KYC
• Conversion of Private limited to OPC
• Company closure
• Nidhi Compliances
• ESOP compliances
• Change in LLP agreement
• Removal/Addition of designated partner
• Change in business object of LLP
• Change in address of LLP
• RBI compliances – firms registration
• FCGPR reporting
• FCTRS reporting
• FLA reporting
• Handling of foreign subsidiaries
• Advisory/ consulting services to clients in various aspects
• Handling of escalated customers
• Work closely with the Tech team in automation development for services such as AGM documentation and form preparation, Change in address of company, resignation of director, DPT-3, addition of director and other services etc.
• Conducting of training sessions on topics from companies act
• SEBI Stock Exchange Compliances such as - Corporate Governance Report(Reg 27(2)), Shareholding Pattern(Reg 31), Investor Grievance (Reg 13(3)), Reconciliation of Share capital Audit (SEBI DP Reg 76), Financial Results (Reg 33), Continual Disclosures under SAST 31(4)
• Adequate Knowledge in navigating through both BSE (BSE Listing centre) and NSE (NEAPS and New Digital Portal) websites
• Drafting of reply letter to shareholder queries
• ISIN Application
• DEMAT Account opening
• Corporate action – Equity and Debenture
• FIU Registration
• Private Limited Company Incorporation
• Trading Window Closure
• Listing,Allotment & Redemption of Commercial Paper on BSE & NSDL
• Application of BIS Registration License
• Application of PPL & IPRS License
• Streamlining of internal process & Implementation of SOP's
• Appointment of Nominated Director under Legal Metrology Act
• Drafting of Policies & Legal Notice
• Drafting Franchisee, Admin, Service, Logistics agreements & NDA
• Implementation of Organization wide Compliance Monitoring tool
• Driving parameters tracked and reported on the tool across various stakeholders. Connecting with such stake holders and direct them to adhere to relevant compliances & Reporting said Compliance status to CFO and Board Members of the organization.

• Total Experience: 6 Years 10 Months
• Date of Birth: 30/06/1994
• Gender: Male

I hereby solemnly declare that all the information furnished above is correct and true to my knowledge and belief