Manoj J

Working in GRCS (Governance Risk and Compliance Services) within Risk Advisory Practise with special focus on Financial Services sector.

Managed and executed risk based internal audits for various financial service institutions. The engagement involved audit planning, risk assessment, leading Process walk through, test of design, test of effectiveness, audit reporting, Follow-up of management action plan.

Exposure towards audit of NBFC,Investment Banks, Private Sector Banks, Fintech's engaged in Investment advisory, Mutual Fund Distribution, Loan Disbursement.

Experience of assisting in transformation of Risk Function of a leading Register and Transfer Agent of Mutual Funds. The engagement involved current state assessment of risk function. Identification of process improvements, documentation of transformed risk framework for the RTA.

Experience of working in Staff Augmentation engagement for Leading investment banks, supported the internal audit function in performing Sox Testing and Internal Audit of Business Functions for US Region.

Designated to execute information systems audit of identified business functions within the audit universe

Responsible to ensure compliance with frameworks like COBIT, COSO, ITAF and RBI related Guidelines

Initiated development of audit tool to manage audit planning, maintenance of checklist, Audit reporting, Workpaper maintenance, Distribution of audit report specific to Microfinance business

Performed Internal audit to evaluate the efficiency and effectiveness of Internal controls relating to several manufacturing industries

Responsible to prepare audit reports based on the results of audit conducted and made recommendations of Control and operational environment

Conducted application reviews (SAP, Oracle, Other ERPs) to identify weakness in the existing application configuration and suggested for appropriate changes to be done in the application to strengthen the control environment