Mayank Varshney, B.com, ACA
Summary
Seeking Opportunity as Finance Controller, Compliance Head
Experienced Chartered Accountant specialized in tax, compliance, and audits, with 15+ years of success ensuring tax law adherence, conducting internal audits, and implementing controls. Process optimization and maintaining high accuracy and compliance.
Overview
15
15
years of professional experience
Work History
Vice President – Finance and Compliance
Alpha Alternatives Holdings Private Limited
10.2017 - Current
- Managing compliance requirements for debt listed company, Non-Banking Financial Companies (NBFCs), Portfolio Management Services (PMS), Registered Investment Advisors (RIA), and Alternative Investment Funds (AIFs).
- Engaging with both Internal and External auditors to conduct comprehensive audits and limited reviews across multiple licenses for over 20 entities.
- Compiling Monthly and Quarterly Financials while supervising the business Management Information System (MIS).
- Managing and overseeing compliance matters related to Income Tax, ROC, GST (Goods and Services Tax), Labor laws, and other regulatory requirements.
Associate Vice President - Finance
Avista Corporate Finance Advisory Private Limited
03.2014 - 10.2017
- Supervising the Monthly Financials and segmental Management Information System (MIS) for both India and Singapore offices
- Ensuring the accurate preparation of Financials in strict adherence to both Indian Generally Accepted Accounting Principles (GAAP) and International Financial Reporting Standards (IFRS)
- Managing and handling compliance matters related to Income Tax, Service Tax, and Labor regulations.
- Developing Accounting Processes and designing Management Information Systems (MIS) for various lines of business in collaboration with the Chief Operating Officer (COO)
- Coordinating with Internal and Statutory Auditors for both India and Singapore.
Assistant Vice President (Finance and Accounts)
A. K. Stockmart Private Limited
03.2013 - 03.2014
- Supervising the Monthly Financials, including segmental MIS prepared by the Accounts teams, and coordinating audits across all group entities.
- Managing Income Tax and Service Tax compliances, including handling and representing the organization in scrutiny cases.
- Formulation of Accounting Processes and management MIS for various lines of business in consultation with the COO and the Directors.
- Coordinating with Internal and Statutory Auditors.
Senior Manager - Accounts
Quant Broking Private Limited
12.2010 - 02.2013
- Preparation of the financial statements for Brokerage and NBFC businesses Assisting in the process of Consolidation of Financials across ten subsidiaries and Business MIS Preparation of various returns and workings for the NBFC and Brokerage businesses as required by the regulators such as RBI and SEBI.
- Negotiating with banks for broker finances such as Settlement Guarantees, Loan against shares etc.
- Attended compliance matters related to Direct and Indirect Tax.
Practicing Chartered Accountant
Freelancer
08.2008 - 12.2010
Education
International Finance Reporting Standard (IFRS) -
D & B
2012
Chartered Accountant -
The Institute of Charted Accountants of India
2008
Skills
- Listing of Debt Instruments on NSE Issue size of 1500 Crore
- Assisted consultants in GST compliance under Monetary Authority, Singapore
- Team Member for implementation of SAP FICO module
- Successfully Represented Company in GST Department Audit / Assessment
- Developed and delivered compliance training programs for employees, resulting in increase in employee knowledge and understanding of compliance policies and procedures
- Coordinated merger of group entity designed for tax efficiencies
- Developed and implemented compliance risk management program, resulting in significant reduction in incidents of non-compliances
- Acquainted with the membership applications process for AIF, PMS, Merchant Banker, RIA
- Collaborated with regulators to prepare and submit regulatory filings and reports, achieving compliance with MCA, RBI and SEBI
- Well verse with IND-AS, IFRS
- Collaborated with regulators to prepare and submit regulatory filings and reports, achieving compliance with MCA, RBI and SEBI
- Well verse with IND-AS, IFRS
Timeline
Vice President – Finance and Compliance
Alpha Alternatives Holdings Private Limited
10.2017 - Current
Associate Vice President - Finance
Avista Corporate Finance Advisory Private Limited
03.2014 - 10.2017
Assistant Vice President (Finance and Accounts)
A. K. Stockmart Private Limited
03.2013 - 03.2014
Senior Manager - Accounts
Quant Broking Private Limited
12.2010 - 02.2013
Practicing Chartered Accountant
Freelancer
08.2008 - 12.2010
International Finance Reporting Standard (IFRS) -
D & B
Chartered Accountant -
The Institute of Charted Accountants of India
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